- US Bank (Atlanta, GA)
- … level management position that supports the Regulatory Compliance Audit Director/ Senior Audit Director of the Risk Management and Compliance audit ... business line control environments subject to compliance risk . We are seeking an experienced senior ...business audit executive that has strong knowledge of audit, risk management, and regulatory expectations (eg, Office… more
- Ankura (NV)
- …working on complex accounting investigations, national and/ or international investigations, compliance risk assessments, forensic audits, disputes support or ... + Lead and conduct forensic investigations, technical accounting research, fraud risk assessments, compliance reviews, forensic accounting audits, background… more
- Intuit (New York, NY)
- …and program and establish a framework to ensure lending activities are in compliance with internal policies and regulatory requirements + Partner with teams ... across Intuit (including product development, marketing, data engineering, compliance , risk , data scientists etc.) to enable decision support and key customer… more
- Intuit (Mountain View, CA)
- …and program and establish a framework to ensure lending activities are in compliance with internal policies and regulatory requirements + Partner with teams ... across Intuit (including product development, marketing, data engineering, compliance , risk , data scientists etc.) to enable decision support and key customer… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Design and implement a robust ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- American Express (New York, NY)
- …strong collaboration across a variety of functions, including but not limited to Risk , Decision Science, Product, and Compliance , to develop best in class ... and define your own path. Find your place in risk and analytics on #TeamAmex. This position is part...and maximize customer relationships + Ensure operational excellence and compliance with regulatory , audit and oversight requirements… more
- T. Rowe Price (Owings Mills, MD)
- …who perform the regulatory reviews. Reviews procedures and policies to ensure compliance . + Provides support to senior leadership. Meets with clients and in ... as needed. Provides customized work plans, documentation templates, and detailed compliance risk assessments. Collaboratively develops the strategic direction… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do you ... Senior Lending Compliance Analyst - Remote...compliance and thrive on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory … more
- TD Bank (New York, NY)
- …maintain a sustainable US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth ... businesses by:** + **Assessing regulatory compliance risk and conduct risk ... compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance… more
- University of Virginia (Charlottesville, VA)
- …innovation, and continuous improvement. + Apply deep expertise in cybersecurity operations, regulatory compliance , and risk management to guide enterprise ... strategic direction of the organization. + Apply deep expertise in cybersecurity operations, regulatory compliance , and risk management to guide enterprise… more