- Vanguard (Malvern, PA)
- …The successful candidate will lead a dedicated team, oversee the financial crimes compliance program, and ensure adherence to regulatory requirements. Serves as ... of communication between, and with, business contacts, Legal and Compliance , Enterprise Risk Management, Internal Audit and...Risk Management, Internal Audit and global partners. + Regulatory Engagement: Serve as the primary liaison with … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies and procedures. + Works in conjunction with management to prepare the Compliance Risk Assessment. + Completes the annual conflict of interest and ... program, and surfacing relevant information to aid in risk -based decision-making regarding compliance with respect to...services for GWS packaged products + Periodically reports on compliance and operational issues to senior management.… more
- Ochsner Health (New Orleans, LA)
- …knowledgeable on current federal, state and local laws, accreditation standards or regulatory agency requirements that apply to the assigned area of responsibility ... and ensures compliance with all such laws, regulations and standards. This...emergency care or first aid. There is no occupational risk for exposure to communicable diseases. Because the incumbent… more
- Boehringer Ingelheim (Ridgefield, CT)
- …training, and monitoring programs, and drives timely remediation efforts to uphold regulatory standards. By offering risk -based insights, the Director advises ... **Description** The Director, Compliance Business Partner is responsible for leading the...and collaborative leader who can build trusted relationships with senior leaders across Medicine and Commercial functions. The CBP… more
- WSP USA (Knoxville, TN)
- …and ensuring project work conforms with specifications, permit applications, compliance documentation, and regulatory and technical analysis memos. ... the data integrity, documentation, procedures, training, monitoring systems, and record compliance and retention. + Interact with regulatory agencies,… more
- WSP USA (Jacksonville, FL)
- …to plan for future environmental remediation or other needs. + Ensure regulatory compliance pertaining to data integrity, documentation, procedures, training, ... in executing project work, permitting strategies, environmental impact assessments, and regulatory compliance , including tracking project budgets, labor hours… more
- T. Rowe Price (Baltimore, MD)
- …reduction: Reduces risk by looking for opportunities to make the compliance monitoring process more accurate, concise, and efficient. + Drives automation and ... make a difference in ways that matter to you . Role Summary Investment Compliance is a dynamic team within Global Investment Operations. The team is responsible for… more
- Citizens (Glen Allen, VA)
- …deadlines to ensure compliance with department SLAs, policies, procedures, and/or regulatory and risk requirements. + Support internal and external audits by ... Loan Sphere + Advanced Microsoft office skills (Excel/Word/PowerPoint) + Knowledge of regulatory expectations, risk exposure level, compliance deficiencies… more
- GE Vernova (Wilmington, NC)
- …including; function, performance, design assurance, qualification [environmental, seismic], regulatory and standards compliance , human factors, safety ... maintainability (RAM) goals using failure mode and effects analysis (FMEA), probabilistic risk analysis (PRA), and related modern techniques. + Lead or support;… more
- Citizens (Medford, MA)
- …company against risk on money laundering activity in accordance with regulatory procedure and policy in consultation with AML supervisory staff. You will ensure ... other vendor management factors associated to assigned functions. Perform assigned high- risk responsibilities to ensure accurate and effective execution. + In… more