- T. Rowe Price (Owings Mills, MD)
- …who perform the regulatory reviews. Reviews procedures and policies to ensure compliance . + Provides support to senior leadership. Meets with clients and in ... as needed. Provides customized work plans, documentation templates, and detailed compliance risk assessments. Collaboratively develops the strategic direction… more
- JPMorgan Chase (Jersey City, NJ)
- … Risks and associated regulatory obligations. + Perform Compliance Risk assessments and reporting to Senior Management and legal entity governance (eg, ... such as review and challenge of LOB/Functions compliance and operation risk assessments, compliance training, understanding regulatory changes, creation… more
- Ankura (NV)
- …working on complex accounting investigations, national and/ or international investigations, compliance risk assessments, forensic audits, disputes support or ... + Lead and conduct forensic investigations, technical accounting research, fraud risk assessments, compliance reviews, forensic accounting audits, background… more
- Intuit (New York, NY)
- …and program and establish a framework to ensure lending activities are in compliance with internal policies and regulatory requirements + Partner with teams ... across Intuit (including product development, marketing, data engineering, compliance , risk , data scientists etc.) to enable decision support and key customer… more
- Intuit (Mountain View, CA)
- …and program and establish a framework to ensure lending activities are in compliance with internal policies and regulatory requirements + Partner with teams ... across Intuit (including product development, marketing, data engineering, compliance , risk , data scientists etc.) to enable decision support and key customer… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in drafting and maintaining ... comprehensive suite of regulatory Compliance policies and procedures + Coordinate...required documentation to effectively report on the status of Compliance policy and procedure initiatives to senior … more
- American Express (New York, NY)
- …strong collaboration across a variety of functions, including but not limited to Risk , Decision Science, Product, and Compliance , to develop best in class ... and define your own path. Find your place in risk and analytics on #TeamAmex. This position is part...and maximize customer relationships + Ensure operational excellence and compliance with regulatory , audit and oversight requirements… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do you ... Senior Lending Compliance Analyst - Remote...compliance and thrive on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory … more
- TD Bank (New York, NY)
- …maintain a sustainable US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth ... businesses by:** + **Assessing regulatory compliance risk and conduct risk ... compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance… more
- Lockheed Martin (Highlands Ranch, CO)
- …\-\- as a Lockheed Martin employee\. You will be the **Global Supply Chain \- Regulatory Compliance / Contracts Analyst** for the Global Supply Chain team\. Our ... team is responsible for managing contracts, mitigating risks, and ensuring compliance with regulations and policies to drive business results\. - - - **In this role… more