- City National Bank (New York, NY)
- …rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and ... SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a...report and validate corrective actions. * Provide support in regulatory examination, risk assessments and internal audits.… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** Position overview The Senior Compliance Analyst will support Wellington Management's global investment & ... and evolving areas and implementing enhancements where necessary. The Senior Compliance Analyst will be a member...and traders, as well as their managers + Providing regulatory risk management advice and support to… more
- CHS Inc. (Inver Grove Heights, MN)
- …energy commodities. CHS's Compliance & Integrity team is seeking a Global Trading Compliance and New Product Risk Senior Director to oversee, monitor and ... will lead the development, governance and administration of trading compliance and new product risk management activities...JD would be a plus. + Understanding of international regulatory and compliance requirements (including EMIR, REMIT,… more
- Cardinal Health (Phoenix, AZ)
- …vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance ** function within the ... organization develops, enhances, and maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual requirements,… more
- Insight Global (Tampa, FL)
- …of new and existing systems and technologies, Assessing the effectiveness of regulatory compliance controls. Providing subject matter expertise to help internal ... candidate local to the Tampa area to join the Risk & Compliance team for a large...are executed by the IT department to stay in compliance with regulatory requirements, Sarbanes-Oxley (SOX), PCI,… more
- PNC (Louisville, KY)
- …to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you will ... Cleveland, OH, Baltimore, MD or Louisville, KY. As a Compliance Program Specialist Senior , you will support...this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk… more
- Dana-Farber Cancer Institute (Brookline, MA)
- …Reporting to the Director of Billing Compliance , the Senior Billing Compliance Reviewer ensures the integrity, accuracy, and regulatory compliance of ... then-current Office of the Inspector General work plan and internal and external compliance risk analysis. + Perform targeted pre-bill and post-bill reviews (eg,… more
- Aegon Asset Management (Cedar Rapids, IA)
- …and senior management. + Active participation in the periodic compliance risk assessment process, development of annual testing plans, scheduling/assignment ... Job Family Regulatory Compliance About Us At Transamerica,...and fiduciary administration affiliates. + Maintain and update assigned compliance risk assessments, as part of the… more
- Edward Jones (St. Louis, MO)
- …roles and responsibilities. + Administration and oversight of the firm's GRC (Governance Risk Compliance ) vendor and related tool(s) and guidance on usage to ... early due to the volume of applicants. The Governance, Risk and Compliance Liaison is responsible for...seamless delivery of GRC roadmap deliverables set forth by senior leadership. This position collaborates within Enterprise Risk… more
- Unilever (Newark, NJ)
- Governance, Risk , and Compliance Analyst - Unilever Prestige **Department:** Prestige Business Development **Location:** Newark, NJ START YOUR APPLICATION ... (https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=3592591&source=3592591-CJB-0) **Governance, Risk and Compliance Analyst - Unilever Prestige**… more