- City National Bank (Charlotte, NC)
- …and other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk ... *BUSINESS CONTROLS MANAGER-TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE... Management System (CMS) process, with a focus on compliance issue management, regulatory change management, reporting… more
- Westborough Behavioral Healthcare Hospital (Westborough, MA)
- …495 and 9. Advance your career. Advance mental healthcare. Director of Risk Management, Performance Improvement and Compliance is responsible for developing, ... implementing, and overseeing the hospital's risk management and compliance programs. This includes...all necessary corrective action plans. + Develops and maintains compliance tracking systems to monitor performance against regulatory… more
- American Express (Sunrise, FL)
- …to track the implementation of regulatory changes and ensure ongoing compliance , including preparing reports for senior management. **Laws, Rules, and ... for regulatory change. * Determine substantiveness of regulatory change using risk -based impact approach to...Relevant compliance certifications are preferred (eg, Certified Regulatory Compliance Manager). * Strategic thinking and… more
- TD Bank (Greenville, SC)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional ... a mission to build a more resilient and scalable compliance risk management function. As part of...and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own… more
- HUB International (New York, NY)
- … compliance , and strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either a large financial ... FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior...inquiries and requests; + Run point on ad hoc regulatory projects and other requirements as necessary. Compliance… more
- Capital One (Mclean, VA)
- Senior Associate, Capital Markets and Risk - Collateral Operations Treasury is seeking a Senior Associate who is highly dependable, intellectually curious ... and specific client deposit programs. The ideal candidate will possess a risk mindset and has experience in Capital Markets Operations, Swap Dealer Requirements,… more
- JPMorgan Chase (New York, NY)
- …closed-end funds in alternative investment strategies in private market investments. You will lead regulatory and compliance risk oversight for some of the ... Capabilities and Skills:** + 10+ years of experience in regulatory compliance , legal, or risk ...regulatory issues clearly in writing and verbally to senior audiences. + Strong working knowledge of fund governance,… more
- American Express (Sandy, UT)
- …reporting and dashboards for Compliance , Risk Committees, and senior leadership. + Monitor regulatory developments and industry best practices to ... Audit, or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control… more
- Amazon (Seattle, WA)
- Description As a Senior Risk Manager for Extended Producer Responsibility (EPR) at Amazon, you will play a crucial role in our commitment to environmental ... to uncover cost-saving opportunities within EPR fee structures, ensuring full compliance with regulatory requirements while maximizing efficiency - Spearhead… more
- TD Bank (New York, NY)
- …standards. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the ... LRR risk ) across TD. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the… more