- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory ...will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk… more
- T. Rowe Price (Baltimore, MD)
- …that matter to you . About This Position The Sr. Analyst - GIO - Risk and Compliance sits within Service Provider Management supporting the operational risk ... and Fund Accounting. Responsibilities include planning, implementation, and monitoring of compliance and risk management requirements across internal and… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** Position overview The Senior Compliance Analyst will support Wellington Management's global investment & ... and evolving areas and implementing enhancements where necessary. The Senior Compliance Analyst will be a member...and traders, as well as their managers + Providing regulatory risk management advice and support to… more
- New York Power Authority (White Plains, NY)
- …OSHA, EPA, DOT, State, and Local Regulations. This position manages the EHS Regulatory Compliance Program ensuring that all regulatory requirements are ... EHS Regulatory & Compliance Program Manager Location:...US **Summary** Supervises the implementation of controls to mitigate risk , completing risk assessment reports, and oversees… more
- United Airlines (Chicago, IL)
- … through implementation of strong cybersecurity standards. **Job overview and responsibilities** The Digital Risk and Compliance Senior Analyst is part of a ... is responsible for leading the implementation of the Digital Risk and Compliance programs. The Senior...cybersecurity reporting, in support of cybersecurity responsibilities + Perform regulatory compliance and risk assessments… more
- GuideOne Insurance (West Des Moines, IA)
- The Regulatory Compliance Specialist will play a key role in supporting TMG's compliance operations on behalf of our mutual insurance carrier clients. This ... Calendar Management + Build and maintain a global compliance calendar, tracking key regulatory and legal...filings with visibility to upcoming requirements. + Contribute to compliance projects, reporting, and risk assessments as… more
- Capital One (Richmond, VA)
- … testing and third party compliance + Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations + Assist in ... analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management + Participate in governance activities, including: … more
- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The ... Title: Senior Manager, Compliance Program: Legal, Varick...matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible ... by Citi's first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk -based...+ Participates in the planning, executing, and reporting of compliance monitoring and compliance and regulatory… more
- EverBank (Jacksonville, FL)
- …regarding compliance risks and performance. + Oversees compliance risk assessments, audits, and investigations to ensure regulatory alignment; sets best ... while also advising senior management team on compliance risks and driving a proactive risk ...general operation of compliance programs. + Monitors regulatory trends, assesses risk exposure, and advises… more