- Cargill (Houston, TX)
- …Join us and reach your higher purpose at Cargill. **Job Purpose and Impact** The Compliance Senior Analyst, Derivatives and Commodities will play a key role in ... Finance, Operations, Accounting and Legal, as well as with Regulatory Compliance teams including Testing & Auditing,...and recommend appropriate corrective actions. * Work with more senior compliance and business staff when dealing… more
- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager, Swap Dealer...execute compliance testing in order to assess compliance with legal, regulatory and internal firm ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- Deloitte (Boca Raton, FL)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- Southern Company (Atlanta, GA)
- **Technology Organization Risk & Compliance Analyst** This position will perform support functions in the Technology Organization (TO) risk management and ... execution of monthly, quarterly, annual, and other periodic control reviews to support compliance with regulatory requirements + Interact and assist with other… more
- Scotiabank (Houston, TX)
- … regulatory horizon scanning and impact assessments, and completion of periodic Compliance Risk Assessments. The CIB & Research Compliance Advisory ... Senior Manager, CIB & Research Compliance ...the impact of new business initiatives. + Conduct quarterly/annual Compliance Risk Assessments and verify that appropriate… more
- BMO Financial Group (Omaha, NE)
- …fulfilling mandates. This work provides vital assurance to the Board of Directors and senior management on the quality of internal control systems and reduces the ... risk of loss and reputational damage to the Company.... management, and governance systems and processes to support senior management and the Board in protecting BMO and… more
- CVS Health (Phoenix, AZ)
- …with state regulators. Serves as a primary point of contact for state regulatory compliance matters. + Investigates allegations of unethical behavior, recommends ... heart, each and every day. **Position Summary** As the Senior Manager, Business Compliance , you will be...and training, fostering awareness of applicable laws, regulations, and risk categories. + Interacts with state regulatory … more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy...Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for privacy, for ... - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements** The energy of a newsroom, the… more
- Catalent Pharma Solutions (Kansas City, MO)
- …Follow cGMP requirements for legible, accurate and thorough documentation to meet regulatory compliance . Mentor junior colleagues in good documentation practices ... Solutions in Kansas City, MO (KCM) is hiring a Senior Validation Specialist I, BioAnalytics CSV & Compliance...Must demonstrate knowledge of CSV, Validation, Quality, IT and Regulatory Compliance . Familiarity with cGMPs, ISPE GAMP5,… more
- NCR VOYIX (Irving, TX)
- …development, sales, and other operations teams to effectively mitigate compliance risk + Manage relationships with regulatory associations and sponsor banks ... world to your local favorite around the corner. Title: Senior Manager, Payments Compliance Location: Irving, TX... risk management. + Manage the monitoring of compliance requirements from regulatory bodies + Supervise… more