- M&T Bank (Buffalo, NY)
- …and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... + This role provides senior level expertise in audit engagements in the Risk Management domain, including aspects of enterprise risk , operational risk ,… more
- CIBC (Chicago, IL)
- …documentation + **KNOWLEDGE AND SKILLS** + 10 years in Information Security, IT Risk Management, regulatory compliance or audit functions, within a ... point for monthly continuous monitoring + Program Management - Regulatory Program Compliance + Ensure NY DFS...senior executives across a range of functions including Risk Management and Technology. + Share governance best practices,… more
- Truist (Austin, TX)
- …5. Frequently interact with the business unit senior leadership team and the Compliance and Risk departments to enhance overall risk performance of ... other leadership in the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ensure business unit … more
- First Horizon Bank (Charlotte, NC)
- …Risk Assessment & Analysis** + Perform detailed analysis of vendor risk profiles across operational, cybersecurity, financial, compliance , and reputational ... opinions. + Present challenge results to Third Party Risk Committee and senior leadership. + Maintain...indicators for the review and challenge function. + Ensure compliance with regulatory guidance and internal policy… more
- L3Harris (Rochester, NY)
- …procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk to the company. + Leadership and ... cyber domains in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer) Job Location: Multiple:… more
- Citigroup (Irving, TX)
- …Department or the business and escalating necessary issues + Appropriately assess Regulatory risk when business decisions are made, demonstrating particular ... The Legal Group Manager ( Regulatory ) is a senior management-level position...regarding products and services; provide guidance relating to bank compliance and consumer regulatory matters + Leads… more
- BMO Financial Group (New York, NY)
- …stakeholders. + Ensures alignment between stakeholders. + Represents the risk program / governance structure during internal/external regulatory ... + Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance.… more
- SHI (Somerset, NJ)
- …comprehensive risk management strategies, policies, and procedures to ensure compliance with regulatory requirements and support the organization's overall ... - in our offices or yours.** **Job Summary** The Senior Risk Manager plays a critical role...compliance with standards. + Coordinate and enhance enterprise risk management (ERM) programs, integrating risk considerations… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to assess risks, develop and ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams....manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front… more
- Citigroup (Tampa, FL)
- …analytics, information management across Investor Services products and reports to senior management. Responsible for communicating to Regulatory Reporting ... developing. Ensures diverse talent pipeline at all levels. + Appropriately assess Regulatory Reporting risk when business decisions are made, demonstrating… more