- Citigroup (Tampa, FL)
- …analytics, information management across Investor Services products and reports to senior management. Responsible for communicating to Regulatory Reporting ... developing. Ensures diverse talent pipeline at all levels. + Appropriately assess Regulatory Reporting risk when business decisions are made, demonstrating… more
- L3Harris (Rochester, NY)
- …procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk to the company. + Leadership and ... cyber domains in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer) Job Location: Multiple:… more
- BMO Financial Group (New York, NY)
- …stakeholders. + Ensures alignment between stakeholders. + Represents the risk program / governance structure during internal/external regulatory ... + Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance.… more
- SHI (Somerset, NJ)
- …comprehensive risk management strategies, policies, and procedures to ensure compliance with regulatory requirements and support the organization's overall ... - in our offices or yours.** **Job Summary** The Senior Risk Manager plays a critical role...compliance with standards. + Coordinate and enhance enterprise risk management (ERM) programs, integrating risk considerations… more
- Bank of America (Charlotte, NC)
- …in leveraging data to optimize decision-making. + Expertise in risk modeling, compliance , risk management and/or regulatory issues. + Track record of ... Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning and Development... Risk Control & Mitigation + Financial Crimes Compliance Risk Principles **Preferred Leadership Behaviors:** +… more
- JPMorgan Chase (Columbus, OH)
- …and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance + Manage end-to-end ... process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with… more
- Citigroup (Tampa, FL)
- …considering the diverse range of products and services offered to global clients. ** Regulatory Compliance :** Stay abreast of evolving global regulatory ... data to complex product transactions. **Stakeholder Collaboration** : Collaborate with compliance , risk , legal, operations, technology, product owners, report… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... staff, senior management, and business partners on regulatory expectations, model risk policy, and current...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- JPMorgan Chase (Houston, TX)
- …and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, ... ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards.... senior executives + Expertise in monitoring Key Risk Indicators to identify non- compliance and assist… more
- JPMorgan Chase (Jersey City, NJ)
- …and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, ... of implementing effective risk mitigation strategies + Demonstrated expertise in regulatory compliance , risk management frameworks, and industry best… more