- Citigroup (Getzville, NY)
- …knowledge of financial and risk data, along with an understanding of regulatory , compliance , risk management, and financial management concerns. + ... at a large financial services organization. + Focused experience in assessing risk appetite for non-financial risks aligned with regulatory expectations.… more
- Janus Henderson Investors (Denver, CO)
- …institutional mandates. You will partner closely with Portfolio Managers, Traders and Senior Leadership to ensure that risk taking is intentional, transparent ... regular risk oversight meetings with investment teams, risk management, and senior leadership, preparing thorough...the role to be assessed, in line with applicable regulatory requirements, by: + Annual performance appraisal + Completion… more
- City National Bank (Los Angeles, CA)
- …equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit...performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings,… more
- Bausch Health (Bothell, WA)
- …enhancements, or packaging changes. Risk Management and Reporting + Conduct risk assessments related to regulatory compliance , helping the company ... proactively. + Report any non- compliance issues or regulatory challenges to senior management and recommend corrective actions. Training and Development +… more
- Citigroup (Getzville, NY)
- …and regulations to drive continuous improvement of trade reporting controls + Regulatory risk project management ownership (business requirements, analysis, and ... and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful… more
- Newegg Inc. (Diamond Bar, CA)
- …on business operations, products, and services. + Develop and implement internal compliance policies, training programs, and risk management frameworks. + ... Partner with business leaders, product teams, and regulators to proactively manage compliance risks. + Support audits, investigations, and regulatory inquiries,… more
- JPMorgan Chase (Newark, DE)
- … regulatory policy, driving enhancements to infrastructure needed to support risk regulatory reporting processes related to Basel methodology, and RWA ... for calculating, analyzing, and reporting firm-wide RWA for market risk , wholesale credit risk and retail ...measures feed into corporate functions to quantify and determine regulatory capital requirements and support external regulatory … more
- JPMorgan Chase (Plano, TX)
- …evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance . **Required qualifications, ... process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk management perspective. The intern will collaborate with teams across Supervision, Compliance , Legal, and Regulatory Risk . **Start Date:** Monday, ... analysis, and reporting. + Participates in meetings related to business, supervision, compliance , legal and regulatory risk . + Identify process improvement… more
- Gilead Sciences, Inc. (La Verne, CA)
- …syringes, to market. You will be a key Quality leader responsible for managing compliance for combination products compliance at Gilead La Verne site. We are ... QMS improvement + Participate in external industry committees and ensure compliance with applicable medical device and combination product regulations + Participate… more