- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and they will need to ensure they remain in compliance with internal policies, and jurisdictional regulatory ...regulatory requirements related to the escheatment. + Exercise risk management to identify and escalate potential issues and… more
- American Express (Sandy, UT)
- …in this role?** The Credit Risk Oversight organization within Global Risk and Compliance (GRC) is responsible for independently overseeing and challenging ... risk appetite limit setting, portfolio monitoring and relevant regulatory regulations, and guidance. **Key Responsibilities:** + Conduct independent review of… more
- City National Bank (Jersey City, NJ)
- …working in a fast-paced, dynamic regulatory environment. * Experience in IT Risk , Regulatory Compliance , GRC or Internal Audit, ideally within a ... ISSUES MANAGEMENT* WHAT IS THE OPPORTUNITY? The Director of Audit for IT Regulatory Issues Management will support the Senior Director of IT Audit. This… more
- American Express (Sunrise, FL)
- …and implementation of American Express's enterprise BCM program, including policy, regulatory compliance , third-party risk management, reporting, training, ... event of an unplanned disruption. The program designs the methodology for risk assessments, Business Continuity Plans, and exercises, which are continuously updated… more
- Vistra (Cleveland, OH)
- …is a senior leadership role responsible for overseeing all aspects of regulatory compliance , advocacy, and strategic engagement with regulatory bodies. ... timeliness and number of requests for additional information. + Regulatory risk mitigation effectiveness. + Resolution time...+ Industry representation and leadership. + Cost savings from regulatory compliance programs. + Regulatory … more
- Chiesi (Boston, MA)
- …reviewers/approvers to get content approved to support business needs + Ensures regulatory compliance while effectively managing business risks + Understands ... regulatory guidance documents and initiating changes in systems to ensure regulatory compliance . Knowledge of Common Technical Document and global guidelines… more
- City National Bank (Jersey City, NJ)
- …contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned ... *AUDITOR II- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The auditor...Compliance with various laws, rules, regulation, and other regulatory pronouncements. What you will do * Completes time… more
- Scotiabank (Dallas, TX)
- …**What You'll Bring** + Experience with non-financial risks, controls, and regulatory compliance within Capital Markets businesses + Communication: Strong ... executive committees. + Support and maintain US Records Inventory supporting the Bank's compliance with the applicable regulatory requirements + ** Regulatory … more
- MUFG (New York, NY)
- …analysis + Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and regulatory ... guidelines + Report and present Counterparty Credit Risks to senior management, risk committees, and regulators + Work with the risk analytics team to… more
- MUFG (New York, NY)
- …risks, and the ability to liaise across multiple functions including trading, risk , finance, compliance , and operations. **Key Responsibilities:** * Support the ... analytical professional to join our team in a role that bridges financial risk analysis and front-office business management. Serving as a critical support resource… more