- American Express (Sandy, UT)
- …+ Perform transaction testing, share findings, and monitor closure. + Support compliance with Regulatory Reporting Governance policy and prepare key metrics. ... reference data to be used across operational and reporting processes. + Support regulatory reporting to ensure compliance with the reporting guidelines issued by… more
- TXNM Energy (Albuquerque, NM)
- …Utility law experience + Litigation experience + Transactional law experience + Regulatory compliance experience + Experience with environmental, social, and ... the hiring date + 5+ years of experience in regulatory compliance strongly preferred COMMUNICATION SKILLS: +...the position, the candidate must successfully pass a Personnel Risk Assessment, which includes identity verification and a criminal… more
- Capital One (Mclean, VA)
- …+ 3+ years of experience in Control Testing or Auditing + 3+ years of experience in Risk Management or Regulatory Compliance + 3+ years of experience in the ... is seeking a motivated professional to join the Finance Risk Management (FRM) team as a Senior ...Lines of Business (LOBs) and a basic understanding of regulatory requirements and controls as applied to business processes… more
- Amazon (Dallas, TX)
- … leadership. Your responsibilities include managing executive escalations and ensuring regulatory compliance while maintaining a delicate balance between ... innovation and entrepreneurial thinking. Basic Qualifications - 4+ years of compliance program management, legal, governance, audit, risk /loss prevention, or… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Robert Half Legal (San Diego, CA)
- …as day-to-day legal advisor to the broker-dealer and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond to and ... Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance ...regulatory oversight and governance. + Interface regularly with Compliance and Risk departments to ensure enterprise-wide… more
- Two95 International Inc. (Oklahoma City, OK)
- …+ 3 years of IT risk management, IT audit or regulatory compliance , business continuity, and/or policy and procedure experience Knowledge/Skills/Abilities: + ... with security policy and applicable law. Participate in risk assessment reviews, and assist with audit/ compliance ...Review policies and procedures related to Information Security and regulatory compliance . + Engage in IT SOX,… more
- Coinbase (Charlotte, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... partners (eg, Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors. Strategically manage these… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …off, and 11 paid holidays; employee referral bonus; and educational reimbursement. SENIOR BSA ANALYST Department: Risk Management Reports to: BSA/AML Officer ... identification and customer due diligence programs and ensures ongoing compliance with regulatory expectations. + Stays informed...of Directors + Reviews policies and procedures to ensure compliance and management of risk and recommends… more
- Scotiabank (Dallas, TX)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Senior Manager, Strategy Execution **Requisition ID:** 236020 **Salary...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more