- Dartmouth Health (Lebanon, NH)
- …Responsibilities * Plans and performs auditing and monitoring projects at the request of Senior Management and the Audit and Compliance Committee of the Board of ... Trustees. * Participates in and documents risk assessments to develop and prioritize integrated audit programs;...documentation and audit reports for presentation to Operational leaders, Senior Management and the Audit and Compliance … more
- ERCOT (Austin, TX)
- …assists with ERCOT Board of Directors meetings. Provides support for ERCOT's regulatory compliance initiatives. **JOB DUTIES** + Understands the basic ... submits responses to FERC + May assist with ERCOT's regulatory compliance initiatives + May act as...compliance matters, and/or experience working with Archer Governance, Risk and Compliance software tool **EDUCATION** +… more
- CSL Behring (King Of Prussia, PA)
- …management roles with global scope. + Expertise in compliance programs, risk management, and incident response. + Demonstrated regulatory knowledge and ... will lead global projects to secure CSL's end-to-end supply chain ensuring compliance with international regulatory programs (eg, CTPAT, AEO, ATT), conducting… more
- JPMorgan Chase (Jersey City, NJ)
- …lead our efforts in developing and enhancing payment products with a strong focus on risk management and regulatory compliance . You will have a global ... across functional partners and ensures adherence to the firm's risk , controls, compliance , and regulatory ...(KPIs) to measure product success. Provide regular reports to senior management on product performance, compliance status,… more
- Amazon (Arlington, VA)
- …so, we are looking for a talented Sr. Risk Manager to join our Regulatory Intelligence, Safety and Compliance (RISC) team. In this role, you will support the ... teams in a fast-paced environment - 6+ years of compliance , audit or risk management experience -...consulting firms or equivalent - Experience working on legal, regulatory , or compliance related initiatives - Knowledge… more
- Mizuho Corporate Bank (New York, NY)
- …and model documentation. - Ensure compliance with the Mizuho Americas Model Risk Management Policy and applicable regulatory guidelines such as SR 11-7 - ... areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts...Document third line work in compliance with the Internal Audit Manual. - Evaluate the… more
- SolomonEdwards (Sacramento, CA)
- …and associated controls. . Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to report ... cycles, ensuring thorough documentation and issue resolution. . Monitor regulatory trends and integrate into risk management...skills. . Ability to lead teams and engage with senior stakeholders. . Proficient in Microsoft Office (Excel, Word,… more
- JPMorgan Chase (Atlanta, GA)
- As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about...Services, Leasing, Derivatives and Loan Operations + Communicate with Senior Management, respond to regulatory requests and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... key support partners across the enterprise. + **Knowledge and understanding of regulatory compliance requirements:** Provide subject matter expertise on … more
- City National Bank (Los Angeles, CA)
- …controls for Capital Markets' offerings. * Participate in execution of essential risk program functions, including Compliance Risk Assessments, Key ... *BUSINESS CONTROLS ANALYST SENIOR * WHAT IS THE OPPORTUNITY? This position will...Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more