- Regions Bank (Birmingham, AL)
- …Examiner conducts credit risk assessments by analyzing individual loan transactions for risk rating accuracy, policy compliance , and prudent credit risk ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …guidance, and best practices deemed necessary by key stakeholders (such as Legal, Compliance , Enterprise Risk and Audit partners). Supports Business Controls in ... Heightened Standards. + Supports the resolution of internal audit, compliance , or risk management related issues that...programs or special internal projects. + Assistance with new risk programs required by regulatory authorities or… more
- JPMorgan Chase (Chicago, IL)
- …external reporting and complementing other internal control functions, including Finance Control, Risk Management, Audit, and Compliance . **Job Summary:** As a ... control assessments. + Partner with groups outside of finance (ie, Operations, Risk , Compliance , and Technology) to influence enhancements that strengthen the… more
- Citigroup (Wilmington, DE)
- …findings with senior stakeholders, writing validation reports, and managing model risk on an ongoing basis + communicating a compelling vision of the future; ... understanding of financial instruments, pricing models, simulation and other relevant risk estimation methodologies, and regulatory requirements. + Sound… more
- Truist (Charlotte, NC)
- …and that appropriate controls are in place. 3. Develop consultative relationships with senior leaders within the Risk Management Organization and other areas of ... banking, with specific emphasis on reporting, business intelligence, systems, technology, data, risk , compliance or related areas 4. Relevant professional or… more
- HSBC (New York, NY)
- …functions (market risk , liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit knowledge of key regulatory ... Commercial Real Estate, Asset Based Lending etc. As our Senior Audit Manager, Markets and Security Servicesyou will: +...of defence functions (eg Product Control / Finance, Market Risk , Regulatory Compliance , Front Office,… more
- Wells Fargo (Dallas, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of compliance initiatives. Acts as Corporate Banking subject matter expert regarding compliance and regulatory risk . Works with internal and external ... and identify, research, and resolve problems. Works closely with senior leaders. **Essential Duties and Responsibilities** + Performs human...RJ Supervision to guide Corporate Banking in adherence to compliance and regulatory risk . +… more
- Comerica (Dallas, TX)
- Job Description BRCO Control Testing Senior Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and ... with the risk management lifecycle. The Business Risk and Control Office (BRCO) Control Testing Senior... culture by fostering rigor and discipline focused on risk and compliance awareness, ethical business practices,… more
- Fannie Mae (Reston, VA)
- …Drive risk -based governance models that enable innovation while ensuring compliance with regulatory , legal, and security requirements. *End-User Technology ... and Compliance teams to ensure data protection, retention policies, and regulatory compliance (GDPR, CCPA, HIPAA, etc.) within Digital Workplace platforms. *… more