- Raymond James Financial, Inc. (New York, NY)
- …communication of all exam findings to branch management, exam managers and compliance leadership + Provides reporting of exam findings and complete any related ... and adverse trends are identified and escalated. + Provides compliance guidance to business partners, as needed and with...as needed and with guidance from exam managers and/or senior members of the exam team. + Maintain regular… more
- Truist (Raleigh, NC)
- …Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses ... Committee. + Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. + Monitor risk exposures, concentrations and limits. Ensure risk… more
- Walmart (Bentonville, AR)
- …About the position Join Walmart's Data and Technology team as Group Director and Senior Lead Counsel, Tech and Data, Regulatory ! This is an exciting opportunity ... enterprise privacy legal advice across diverse portfolios. + Serve as a trusted advisor to senior business leaders, translating complex legal concepts into… more
- Lilly (Indianapolis, IN)
- …SMEs to drive alignment. + Ensure control strategies are robust, consistent with regulatory and compliance expectations, and are continuously improved. + Support ... external to Lilly, to ensure strategies are in-line with technical, quality and regulatory guidance and current expectations, as well as align with business needs.… more
- BMO Financial Group (Wausau, WI)
- We are currently seeking a Senior Wealth Management professional who excel in sales and relationship management, boasting a robust network of COIs, Business Owners, ... assesses clients at-risk for retention. + Makes recommendations to senior leaders on strategy and new initiatives, based on...their trust. + Follows through on the risk and compliance processes and policies to ensure we safeguard our… more
- TD Bank (Charlotte, NC)
- …the Compliance Program Management team. This role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible for ... have direct reports but will partner closely with other senior managers who lead functional verticals (eg, compliance...& Subject Matter Expertise:** + Act as a strategic advisor and SME to Compliance Program Management… more
- Applied Materials (Santa Clara, CA)
- …a highly skilled and experienced Senior PMO to support our Product Regulatory Compliance program. This critical role ensures our products meet all applicable ... Austin, TX. **Key Responsibilities** . Support the overall Product Regulatory Compliance program, ensuring alignment with organizational...and following the prompts to speak to an HR Advisor . This contact is for accommodation requests only and… more
- FirstBank PR (San Juan, PR)
- … Manager to review and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance Risk Assessments & BSA Risk ... Detail : Thorough approach to reviewing information, preparing reports, and ensuring regulatory compliance . + Collaboration : Strong interpersonal skills to work… more
- Cargill (Houston, TX)
- …Join us and reach your higher purpose at Cargill. **Job Purpose and Impact** The Compliance Senior Analyst, Derivatives and Commodities will play a key role in ... Finance, Operations, Accounting and Legal, as well as with Regulatory Compliance teams including Testing & Auditing,...and recommend appropriate corrective actions. * Work with more senior compliance and business staff when dealing… more
- Citigroup (Jacksonville, FL)
- Team/Role Overview The Regulatory & Compliance Risk SVP will be a part of the Regulatory & Compliance Risk, Services Controls Regulatory Management ... expectations. This role involves proactively supporting business initiatives, managing compliance and regulatory risks, and overseeing risk...Regulatory risk manager to serve as a key advisor and thought leader within the business, who is… more