- RWJBarnabas Health (West Orange, NJ)
- …and related tax reporting requirements, This role will serve as a key legal advisor to Human Resources, Finance, and Compliance teams, ensuring that all benefit ... Senior Counsel, Assistant Vice President of Legal Affairs,...Vice President of Legal Affairs, Employee Benefits and ERISA Compliance Job Overview: RWJBarnabas Health, New Jersey s largest… more
- Vanguard (Malvern, PA)
- …best practices to ensure optimal effectiveness of management and mitigation of regulatory and compliance risks, including driving collaboration and efficiencies ... the business. Core Responsibilities: + Serve as a trusted advisor to Vanguard's retail brokerage, financial advisor ,...within 6 months if not currently held). + Certified Regulatory and Compliance Professional (CRCP) designation is… more
- Highmark Health (Austin, TX)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Deloitte (Boca Raton, FL)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- BMO Financial Group (Omaha, NE)
- …mandates. This work provides vital assurance to the Board of Directors and senior management on the quality of internal control systems and reduces the risk ... risk management, and governance systems and processes to support senior management and the Board in protecting BMO and...BMO and its reputation. + Acts as a trusted advisor to assigned business/group. + Influences and negotiates to… more
- Guardian Life (Nashville, TN)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more
- GE HealthCare (Waukesha, WI)
- **Job Description Summary** The Senior Compliance Leader - AI & Data will lead the development, implementation and oversight of a comprehensive compliance ... program requirements with AI technology. Partnering with the Global Compliance team, the Senior Compliance ...Interest, International Trade Compliance and Financial Crimes Compliance + Serve as a key advisor … more
- CARMAX (Kennesaw, GA)
- …empower compliance , audit, and legal teams to make informed, risk-aware decisions.** The Compliance Senior Analyst is part of a team that is responsible for ... development and maintenance. While not having direct reports, the Compliance Senior Analyst will lead projects, as...the intent to raise awareness about customer experience and regulatory compliance , in addition to providing reports… more
- L3Harris (Rochester, NY)
- …land, sea and cyber domains in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer) Job Location: ... conflicts of interest and allegations of misconduct. + E&C Advisor : Act as an adviser to employees on ethical...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk… more
- Syracuse University (Syracuse, NY)
- …units and its Centers for Research and Scholarship on matters concerning litigation, regulatory and compliance matters. This individual will be a part of ... The Senior Associate / Associate General Counsel for Litigation...sophisticated client base. Will serve as a trusted legal advisor to the General Counsel, other members of the… more