- Immigration and Customs Enforcement (Washington, DC)
- …of Columbia. This is a non-bargaining unit position. Responsibilities As a Special Advisor , you will execute mastery knowledge of, and skill in applying, laws and ... on immigration law and policies, highly sensitive investigations, enforcement, and/or compliance work specifically pertaining to ERO operations to leadership across… more
- Oura (San Francisco, CA)
- …Boston and New York) occasionally gather informally at local co-working locations. The AGC, Senior Director of Regulatory Compliance & Privacy will provide ... ethical standards. Reporting to the VP of IP and Regulatory Compliance , this role will be responsible...you will do: FDA & Global Regulatory Compliance : + Serve as the primary legal advisor… more
- PNC (Coral Gables, FL)
- …and have an opportunity to contribute to the company's success. As a Banking Advisor Sr. within PNC's Private Bank organization, you will be based in Coral Gables, ... banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and mentoring… more
- Vanguard (Malvern, PA)
- …engineering and governance teams to maintain high data quality standards and compliance with regulatory requirements. Qualifications + 10+ years of experience ... Summary We are seeking a strategic and visionary Distribution Intelligence Senior Principal to drive data-informed decision-making across the organization. This … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Duties and Responsibilities:** * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with ... methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues involved with… more
- USAA (Charlotte, NC)
- …and Compliance team is seeking a highly skilled and experienced Risk and Compliance Advisor I to improve our organization's security measures. This role is ... systems + Awareness and ability to apply risk and compliance laws, regulations, and regulatory expectations. +...Ability to synthesize data to tell a story for senior leadership and present clearly articulated rationale that details… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Banking Compliance Advisor III and Senior job and contemplates a wide range ... preferred + Certified Public Accountant (CPA), Certified Bank Auditor (CBA), Certified Regulatory Compliance Manager (CRCM) or admission to the Bar preferred… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- … compliance problems. + Research compliance issues. + Alerts Senior Management of current regulatory issues. + Researches, interprets, and translates ... regulatory rules and regulations for Senior Management. + Monitors exception and other internal reports...for employee adherence with rules and regulations. + Advises Senior Compliance Management on issues that involve… more
- Cardinal Health (Salt Lake City, UT)
- …controls + M&A due diligence processes + Cost estimation and financial modeling + Regulatory compliance (eg, GDPR, HIPAA, SOX) + Project management tools (eg, ... We currently have a full-time job opening for a Senior Engineer to oversee the Cyber aspects of Mergers...cyber risks, integration progress, and cost updates. + Ensure compliance with internal policies and external regulations throughout the… more
- M&T Bank (Bear, DE)
- …in a moderately complex level of suitability within defined standard procedures, regulatory requirements and in support of the best interests of each customer. ... Ensure accuracy in completing required paperwork to comply with standard procedures, regulatory requirements and firm policies. + If assigned to Wealth office and/or… more