- Coinbase (Columbus, OH)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and… more
- Truist (Charlotte, NC)
- …design and structure of control frameworks. 2. Assist with the develop data testing procedures and templates for various Regulatory Reports. 3. Analyze data ... accuracy and correctness of data. 4. Knowledgeable on accounting and regulatory reporting requirements, and reporting processes for assigned area of responsibility.… more
- Guardian Life (New York, NY)
- …purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), ... and investment adviser entities. + Assist with the Firm's Compliance testing program and the review and...perform high quality, value-added projects assessing the firm's overall regulatory compliance in various business functional areas.… more
- Citigroup (Tampa, FL)
- The Issues Quality Assurance (IQA) team, part of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is responsible ... which evidence the completeness and accuracy of work done to complete audit, regulatory , first and second line issues as they go through the issue remediation… more
- Ralliant (Chandler, AZ)
- **SOX Financial Controls & Government Accounting Compliance Analyst ** We're seeking a SOX & Government Accounting Compliance Analyst to manage and evolve ... regulations. **Key Responsibilities:** SOX & Internal Controls + Lead SOX compliance activities, including risk assessment, control design, testing , and… more
- Santander US (Dallas, TX)
- …You Make:** The Senior Analyst is responsible for the BSA/AML/OFAC Compliance sampling, developing, testing , monitoring, and reporting results to management ... Sanctions Compliance Analytics - Senior Analyst Country:...ensure the Company /AML and Sanctions program is in compliance with Regulatory Requirements, Policy and Procedures.… more
- Markem-Imaje (Keene, NH)
- Senior Tax and Compliance Analyst Location: Keene, NH, US, 03431 Work Arrangement: Hybrid Markem-Imaje is a trusted world manufacturer of product identification ... compliance best practices. The Senior Tax and Compliance Analyst will lead various aspects of...Propose, design and implement controls + Business Process SOX compliance testing + Validate SOX CIC's are… more
- Janus Henderson Investors (Denver, CO)
- …with your own, we would love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the Corporate Compliance ... legal, regulatory , business and market developments + Support or complete compliance risk assessments and perform testing , monitoring and reviews in support… more
- Manulife (Boston, MA)
- The Compliance Analyst will be responsible for managing regulatory filings, supporting privacy initiatives, and monitoring financial crime alerts. This role ... and interpret data. Objectively challenge data and generate filings. + Review regulatory requirements and ensure compliance program sufficiently adheres to the… more
- Entergy (New Orleans, LA)
- …services, including key metrics such as customer satisfaction, adoption, revenue, and regulatory compliance . * Identify areas for improvement and provide ... on pricing and tariff adjustments to optimize revenue, customer satisfaction, and regulatory compliance . 6. Customer Segmentation and Profiling: * Segment the… more