- Enterprise Bank & Trust (St. Louis, MO)
- …of the Senior Compliance Specialist - Issue Management is to assist the Regulatory Compliance Testing Manager with root cause analysis, resolution, ... issue entry in GRC platform to remediation and validation testing . + Communicate with the appropriate business units and...Assist bank personnel with questions and inquiries related to regulatory compliance . + Attend seminars, workshops, and… more
- American Express (New York, NY)
- …risk-based approach to determine the prioritization and cadence of reviews for transaction testing of regulatory reports to mitigate and prioritize data risks. + ... by performing validations against source systems/points of origin. + Develop tailored testing methodologies aligned to the regulatory reporting processes and… more
- FirstBank PR (San Juan, PR)
- …documentation and training with vendors. Further responsibilities include supporting the Compliance Manager with compliance issue follow-ups, reviewing ... Compliance Issue Follow-Up : Collaborate with the Compliance Manager to review and analyze information,...and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance … more
- Amazon (Sunnyvale, CA)
- Description As Manager of Regulatory Compliance Engineering, you will lead a team of individual contributors and technical leads responsible for ensuring ... regulatory compliance across Amazon's growing portfolio of...labs to test and validate Amazon products and support testing from a hardware and software perspective * Review… more
- Meta (Sunnyvale, CA)
- **Summary:** As a Hardware Regulatory Readiness and Compliance Technical Program Manager at Meta, you will play a critical role in crafting our compliance ... products that meet customer needs while ensuring compliance with regulatory requirements. **Required Skills:** Technical Program Manager , Hardware … more
- NRG Energy, Inc. (TX)
- … compliance programs, focusing primarily on environmental data and reporting, regulatory compliance , obtaining project related permits, renewal of existing ... inventories, New Source Review (NSR) permit applications and renewals, facility compliance audits, and participate in regulatory development through various… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap...compliance testing in order to assess compliance with legal, regulatory and internal firm policy ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...requirements. + Focus on the applicable regulatory requirements to ensure testing is adequately… more
- Capital One (Plano, TX)
- Manager , Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction...+ 2+ years of people management experience + Certified Regulatory Compliance Manager (CRCM) accreditation… more
- American Express (New York, NY)
- …gaps and improvement opportunities for regulatory reporting processes. + Conformance testing to ensure compliance with the reporting guidelines issued by ... regulators to support regulatory reporting. + Transaction ...data used across operational and reporting processes + Ensure compliance with Quality Assurance governed frameworks eg, Regulatory… more
- City National Bank (Charlotte, NC)
- *TECHNOLOGY PROJECT SENIOR MANAGER - IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... long-term and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project… more