- PNC (PA)
- …to client accounts and works with vendor and in-house and external counsel in resolving issues. + Reviews client account activity, receipts, disbursements, death ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- PNC (Birmingham, AL)
- …and communication with numerous parties including third-party vendors, legal counsel , accounting, and corporate communications. *Leadership and people management ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- Comcast (Philadelphia, PA)
- …and strategic partner across the business, supporting innovation, operational excellence, and regulatory integrity. The team provides legal counsel on a wide ... heart of its mission, the Legal department leads the company's efforts in privacy , compliance, and AI governance, helping shape and evolve policies and programs that… more
- Coinbase (Charlotte, NC)
- …that will play a crucial role in financial reporting and other statutory and regulatory filings. *What You'll Be Doing (ie, Job Duties)* * Lead the preparation of ... Audit and Compliance Committee, external auditors, and internal and external legal counsel . * Support Investor Relations through tie out and other quality assurance… more
- BJC HealthCare (St. Louis, MO)
- …for managing unethical behavior complaints to include compliance complaints and privacy concerns. Your duties will involve responding to and investigating these ... collaborating with functional and operational teams, and providing advice and counsel as necessary. The position requires independent work and critical thinking… more
- Bristol Myers Squibb (Princeton, NJ)
- …and with business intelligence to various stakeholders including in-house and outside counsel and business partners. + Assist with ownership of eDiscovery mailbox ... in the oversight of eDiscovery vendors including budgeting process. + Assist privacy , data monitoring, and records management teams on projects. + Effectuate ad… more
- Ochsner Health (Slidell, LA)
- …manage hearing disorders in all populations. + Ability to effectively counsel patients regarding hearing healthcare and possible treatment/management options. + Must ... to the specific patient population, including but not limited to: respect for privacy , method of introduction to the patient, adapting explanation of services or… more
- CCSI INC (Norwich, NY)
- …of the Compliance Program under guidance of CCSI Chief Compliance and Privacy Officer. + Develop, execute, maintain and revise policies and procedures for ... up to date on all material and releases regarding regulatory compliance. + Establish Annual Compliance and Quality Work...of retaliation, retribution, or intimidation. + Consult with legal counsel as warranted and appropriate. + Maintain a log… more
- Aegon Asset Management (Baltimore, MD)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... ensure robust controls, and support strategic decision making in a dynamic regulatory and capital markets environment. The Director will manage a team responsible… more
- Banc of California (Santa Ana, CA)
- …legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any open items timely and work ... + Order flood certification and complete requirements according to company and regulatory requirements including but not limited to sending and receiving the flood… more