- PPL Corporation (Louisville, KY)
- …Overview This position is responsible for providing input for rate and regulatory matters within the jurisdictions that LG&E and KU operate. Responsibilities include ... performing rate and cost analysis, developing revised tariff offerings, researching regulatory policy and practices, handling customer related issues with the … more
- Citigroup (Getzville, NY)
- …reporting regimes: CFTC, CAD, and/or SEC Reporting + 3+ years of previous financial services experience, within: regulatory reporting / capital markets middle ... + **Team/Function Overview:** _The Regulatory Operations group (Reg Ops) is a centralized...Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please… more
- Citigroup (Getzville, NY)
- … Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please see ... Regulatory Operations Vice President (VP) will be responsible...Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting… more
- Navy Federal Credit Union (Winchester, VA)
- Overview Support activities led by the Compliance Regulatory Liaison team, including but not limited to compliance management system program ... operations/governance/monitoring, external regulatory & internal exam management, third party risk management, and ad-hoc operational governance activities. Review… more
- BMO Financial Group (Chicago, IL)
- …Supports the execution of accurate and efficient reporting solutions for risk, regulatory and management information to internal and external stakeholders including ... regulatory bodies. Supports an efficient and effective risk management...- $83,000.00 **Pay Type:** Salaried The above represents BMO Financial Group's pay range and type. Salaries will vary… more
- Citigroup (Getzville, NY)
- … Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please see ... CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the...operating model + Review exception reports for the different Regulatory reports managed by the team + Prepare and… more
- Shuvel Digital (Pensacola, FL)
- …23,000 employees. Our client Navy Federal Credit Union is seeking an Regulatory Compliance Analyst -15440-Hybrid in Vienna, VA/Winchester, VA/Pensacola FL. You ... or 8x a month Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking Top...regulatory compliance, risk management, or audit within a financial institution, ideally a credit union. + Strong working… more
- Charles Schwab (Westlake, TX)
- …corporation and its subsidiaries, including our bank and broker-dealers. We monitor regulatory ratios and adherence, and develop associated tools to assist our ... business problems into discrete quantifiable components; + Knowledge of regulatory reporting (FR 2052a, LCR, NSFR), is a must;...+ 5+ years of related work experience in a financial organization; + Basic knowledge of finance and accounting,… more
- Umpqua Bank (Roseville, CA)
- …Certification as Financial Risk Manager(FRM), Professional Risk Manager (PRMIA),Chartered Financial Analyst (CFA) **Job Location(s):** Ability to work fully ... Financial Risk Analyst Corporate Risk Santa...riskmanagement frameworks, and stress testing. + General understanding of regulatory requirements related to financial and model… more
- Entergy (New Orleans, LA)
- …Entity:** Entergy Services, Inc.-ESI (OLD) 1. 1. **This position may be filled as a Financial Analyst I, II, III, or Lead depending on the experience and ... maintaining bank relations + Negotiating bank facilities + Assuring regulatory approvals are in place that allow financing +...the position:** **Minimum experience required of the position:** + Financial Analyst I: 0-2 years of professional… more
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