- Capital One (Mclean, VA)
- …One Securities, a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Exchange Commission (SEC). Candidates should ... + Prepare internal & external financial statements and variance analysis + Prepare regulatory filings (FOCUS reports, SIPC reports, etc.) + Perform regulatory … more
- SMBC (Jersey City, NJ)
- …risk models for wholesale and commercial portfolios, ensuring alignment with regulatory requirements (eg, CCAR/DFAST, CECL, Basel III/IV) and business objectives. ... possess strong technical expertise in quantitative modeling, a deep understanding of regulatory frameworks, and the ability to collaborate across risk, finance, and… more
- Penn Medicine (Philadelphia, PA)
- …The SCD also partners with each entity to ensure departmental compliance with Regulatory and Infection Prevention Guidelines The SCD will serve as a leader in ... education and skill validation of clinical staff. Quality, Patient Safety, and Regulatory Affairs: Partnership with the Vice Chair for Quality, Medical Director of… more
- ExxonMobil (Spring, TX)
- …in our team** The Environmental Advisor position(s) provides environmental & regulatory compliance support to operating assets including refineries, chemical plants, ... of business units, including impact assessments, business planning, and regulatory advocacy. **What you will do** + Provide support...from time to time without notice, subject to applicable law . **Stay connected with us** Learn more at our… more
- Chiesi (Cary, NC)
- …development and execution of clinical studies, leading clinical input into regulatory submissions and interactions. This role requires strong scientific acumen, ... innovative therapies in alignment with patient needs and global regulatory standards. This remote job with have a preferable...any other basis protected by local, state, or federal law . This policy applies with regard to all aspects… more
- Raymond James Financial, Inc. (Denver, CO)
- …bring strong leadership, analytical acumen, and deep knowledge of fraud typologies and regulatory requirements. This position plays a key role in protecting the firm ... alert dispositions, case documentation, and SARs to ensure accuracy, completeness, and regulatory compliance. + Serve as a subject matter expert and escalation point… more
- Johns Hopkins University (Fort Defiance, AZ)
- …the various IRBs. This individual serves as the Center's expert on IRB and regulatory requirements and will lead all IRB related activities at the Center. The Sr. ... action outcomes, including the IRB's minutes where required, and determine that regulatory , and policy issues and their outcomes are documented appropriately. +… more
- Manulife (New York, NY)
- …various investment adviser oversight governance committees. + Work closely with law , compliance, finance, operations, and portfolio management functions to develop, ... 206(4)-7 compliance program for CQS (US), including testing, management of regulatory examinations, training, conflict management, and regulatory filings. CQS… more
- BlackRock (San Francisco, CA)
- …products and business solutions that comply with the numerous legal and regulatory requirements to which BlackRock is subject. Legal and Compliance is responsible ... for, among other things, overseeing regulatory matters; assisting with product development and structuring; preparing...other basis protected under applicable federal, state, or local law . **View the** **EEOC's Know Your Rights poster and… more
- Alliant Energy (Madison, WI)
- …Develops strategy, advocates, and manages complex commercial litigation, transactions or regulatory dockets before state or federal regulatory agencies involving ... human resources, litigation, intellectual property, real estate, public company or regulatory matters. + Responsible for specialized role in complex projects… more