- Banc of California (Santa Ana, CA)
- …**THE OPPORTUNITY** We are committed to maintaining the highest standards of regulatory compliance and are seeking an experienced and proactive CTR and Screening ... Supervise the CTR exemptions program to ensure it meets regulatory requirements and Bank policy. + Manage other AML...list. + Handle 314a and 314b information-sharing requests from law enforcement agencies and other financial institutions. + Lead… more
- Neuberger Berman (New York, NY)
- …day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees ... applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting. **Key Responsibilities:** + Review and complete pre-hire… more
- American Express (New York, NY)
- …Our professionals come from diverse backgrounds including internal controls, regulatory compliance, financial accounting, operational risk, technology, and data ... group responsible for managing audit operations, quality and standards, regulatory relations, reporting, training and professional development, and key internal… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** The Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance ... review, analyze and report financial information predominantly using the automated Regulatory Reporting Delivery (RRD) platform. We collaborate with multiple teams… more
- Edwards Lifesciences (Austin, TX)
- …with principal investigators, dedicated medical professionals, patient advocacy groups, and regulatory authorities, you will drive the evidence needed to optimize ... trial patients' safety by assuring trials are conducted ethically and within regulatory compliance, data accuracy, and protocol adherence. The ideal candidate will… more
- Jabil (West Chester, PA)
- …and diverse communities around the globe. Are you experienced in Medical Device Regulatory Compliance? Jabil is seeking a qualified Quality Systems & Compliance Lead ... for Medical Device , you will manage, as an individual contributor, all Regulatory Compliance activities at the assigned sites. You will also drive internal audits… more
- Unitil (Hampton, NH)
- …are subject to regulation as a holding company system by the Federal Energy Regulatory Commission (FERC) under the Energy Policy Act of 2005. The following companies ... and executing internal controls over financial reporting + Supporting the Company's regulatory activities and ensuring that the accounting consequences of all … more
- Terumo Medical Corporation (Elkton, MD)
- …ensuring that our quality management systems meet industry standards and regulatory requirements. This role is responsible for developing, maintaining, and ... deep understanding of quality assurance principles, documentation control, and regulatory compliance. You will collaborate with cross-functional teams to facilitate… more
- Bank of America (Charlotte, NC)
- …Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces ... implement or amend policies, standards, procedures and/or processes to address regulatory requirements, and challenging the implementation plan as needed +… more
- BMO Financial Group (Chicago, IL)
- …Supports the execution of accurate and efficient reporting solutions for risk, regulatory and management information to internal and external stakeholders including ... regulatory bodies. Supports an efficient and effective risk management...5 - 7 years of relevant experience and post-secondary degree in related field of study or an equivalent… more