- TD Bank (Greenville, SC)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... requirements related issues at all levels **Education & Experience:** + Undergraduate degree or technical certificate and/or + 10+ years relevant experience +… more
- City National Bank (Los Angeles, CA)
- …(eg FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination of ... continuous monitoring, coordination of IA responses to US regulatory examinations, and the verification of regulatory ...DO YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's Degree or equivalent * Minimum 12 years banking /… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &...inquiries, audits, and exams **Education & Experience:** + Bachelors degree or progressive work experience + 5-7 Years of… more
- University of Washington (Seattle, WA)
- …Supervise 1.0 FTE Research Security Specialist **Minimum Qualifications:** Advanced Degree (Master's) in Engineering, Management or Administration, Law ... will serve a critical role by ensuring UW research complies with legal and regulatory obligations related to research security as mandated by the CHIPS and Science… more
- International Paper (Memphis, TN)
- …Risk Management + Monitor and analyze market conditions, commodity trends, and regulatory developments at local, state, and federal levels. + Provide facilities and ... supply and transportation contracts that minimize cost increases and maximize savings. Regulatory & Tariff Analysis + Analyze utility and pipeline tariff filings and… more
- City National Bank (New York, NY)
- …engine within the Order Management System/Portfolio Management System to mitigate the regulatory , operational and market risks associated with regulatory and ... of the firm's Order Management System/Portfolio Management System to mitigate the regulatory , operational and market risks associated with regulatory and… more
- Dominion Energy (Richmond, VA)
- …reports related to environmental programs;Communication and coordination with regulatory agency representatives, negotiate permit conditions, represent Dominion ... Energy during regulatory inspections, and other regulatory meetings; +...others, while considering the spirit and letter of the law . + Excellent interpersonal skills to interface with internal… more
- NRG Energy, Inc. (Abernathy, TX)
- …and compliance matters; encouraging reporting of violations of ethics, policy and law ; overseeing timely resolution of relevant issues; auditing and reporting; and ... such as vendors, suppliers and contractors. **PRIMARY RESPONSIBILITIES** + Completes regulatory agency forms as needed to meet requirements for plant operation.… more
- JPMorgan Chase (New York, NY)
- …will need to have experience in Compliance, as well as familiarity with regulatory best practices. **Job Responsibilities** + Act as independent second line of ... issue management of compliance and conduct risks. + Collaborate with legal, regulatory engagement, the business and other control functions to gather information and… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team...at a given time. **Education & Experience:** + Bachelors degree or progressive work experience + 7-10 years related… more