- Emory Healthcare/Emory University (Atlanta, GA)
- …Programs. This role serves as a subject matter expert on regulatory compliance and privacy, supporting the implementation of compliance initiatives, conducting ... on compliance matters + Analyzes and addresses compliance concerns based on regulatory research and periodic reviews + Conducts investigations into patient privacy… more
- PNC (PA)
- …requirements: FINRA Series 7/66 (63/65). Series 24 (9/10). + Partners with regulatory risk manager to execute regulatory risk initiatives including setting ... plan to the lines of business. + Participates in regulatory and audit meetings as appropriate. May include participating...at this level typically require a university / college degree with < 1 year of professional experience and/or… more
- TD Bank (New York, NY)
- …for improvement. + Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts. **Team Management** + Lead a high ... Audit and various other control groups. **EXPERIENCE & EDUCATION** + Advance degree in Finance, Economics, Mathematics or other relevant discipline. + 10+ years… more
- TD Bank (New York, NY)
- …/ books. + Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts. + Oversee research, development and ... abreast of emerging issues, industry trends, new technologies and evolving regulatory requirements to proactively assess potential impact. + Proven ability to… more
- AbbVie (North Chicago, IL)
- …including Clinical Pharmacology & Pharmacometrics, Pharmacovigilance, Medical Affairs, Regulatory Affairs, and Clinical Development (both early and late ... strong medical and scientific principles, knowledge of compliance and regulatory requirements, AbbVie's customers, markets, business operations, and emerging issues.… more
- TD Bank (New York, NY)
- …lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keep abreast of emerging issues, trends, and evolving ... regulatory requirements + Maintain a culture of risk-based management...of expertise **EXPERIENCE AND / OR EDUCATION** + Undergraduate degree + 5+ years of relevant experience + Accounting… more
- Vanguard (Malvern, PA)
- …evaluates outside counsel invoices. + Maintains a high level of expertise in regulatory law , Vanguard's business and products, and the investment industry. Stays ... experience. + Undergraduate degree or equivalent combination of training and experience. Law degree (JD) required. + Experience in federal banking and state… more
- Truist (Charlotte, NC)
- …Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. Such complex issues include ... or external reporting requirements, which includes development of accounting, regulatory reporting and affiliate transaction policies and standards, design of… more
- University of Pennsylvania (Philadelphia, PA)
- …subject recruitment, detailed data entry, subject visits, and follow-up and regulatory documentation. The successful candidate will comply with all policies relating ... to the University of Pennsylvania, Penn Medicine, FDA, GCP and other regulatory standards. The Clinical Research Coordinator (CRC) is an integral and essential… more
- Citigroup (New York, NY)
- …internal strategies, policies, procedures, processes, and programs to prevent violations of law , rule, or regulation and design and delivery of a risk management ... changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more