- Vanguard (Malvern, PA)
- …role. Experience in the investment industry is highly preferred. + Education: Bachelor's degree in finance, law , or a related field. Advanced degree ... team, oversee the financial crimes compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance… more
- Meta (Seattle, WA)
- …working with cross functional teams 16. Experience managing and handling legal and regulatory issues 17. Substantial experience with US law , particularly the ... international laws 20. Experience providing guidance to providers in responding to law enforcement requests and regulatory requests 21. Experience with Mutual… more
- US Bank (New York, NY)
- …risk matters, as well as new product development and support **PREFERRED SKILLS/EXPERIENCE:** + Law degree required + Licensed in good standing to practice ... required + 15+ years of experience as an attorney in a law firm, regulatory authority and/or as in-house counsel supporting capital markets products + Experience… more
- The Brattle Group (San Francisco, CA)
- …authorization. **THE EMPLOYER** The Brattle Group answers complex economic, finance, and regulatory questions for corporations, law firms, and governments around ... consulting firm. We provide expert analysis and testimony in legal disputes, regulatory proceedings, and business strategy. Our teams apply economic, financial, and… more
- The Brattle Group (Washington, DC)
- …authorization. **THE EMPLOYER** The Brattle Group answers complex economic, finance, and regulatory questions for corporations, law firms, and governments around ... consulting firm. We provide expert analysis and testimony in legal disputes, regulatory proceedings, and business strategy. Our teams apply economic, financial, and… more
- First National Bank of Omaha (Fort Collins, CO)
- …proven experience in Wealth risk and compliance, deep knowledge of the regulatory landscape, operational best practices and a transformative leadership style. This ... representing the Wealth division in bank-level forums. + Anticipates industry and regulatory trends to position the Wealth division for future success. **Risk… more
- MyFlorida (Orlando, FL)
- …ABOUT THE AGENCY: The Florida Office of Financial Regulation (OFR) provides regulatory oversight for Florida's financial services industry. The OFR is organized into ... that conducts criminal, administrative, and civil investigations under the regulatory jurisdiction of the OFR. BFI cases are prosecuted...three (3) years. OR + Category 2: An associate degree from an accredited college or university in any… more
- Centene Corporation (Jefferson City, MO)
- …proper documentation and reporting of investigations in accordance with legal and regulatory guidelines. + Coordinate with external regulators, law enforcement, ... + Comply with all policies and standards. **Education/Experience:** + Bachelor's degree in Law , Business Administration, Healthcare Administration or related… more
- PNC (PA)
- …with the quality standards established by Bank policies, procedures and regulatory requirements. * Ensure customer data, business activity, narratives, documents, ... policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent. Independently challenges analyses, reviews and… more
- USAA (San Antonio, TX)
- …handling, and compliance, ensuring that business products and processes align with regulatory requirements. We offer a flexible work environment that requires an ... policies and procedures. + Maintains and expands knowledge of the competitive/ regulatory landscape and the company's key challenges. Reviews laws and regulations… more