- City of Norfolk, Virginia (Norfolk, VA)
- …analyze the City's $1.5 billion debt portfolio, ensuring strategic administration, compliance with regulations, ongoing investor disclosure, and timely payment of ... all obligations. + Credit Ratings & Compliance : Safeguard and improve the City's credit ratings by...process in collaboration with the City's financial advisor, bond counsel , and City staff. This includes: + Analyzing cash… more
- Scotiabank (Dallas, TX)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Dairy Farmers of America (Toledo, OH)
- …+ Experience monitoring and controlling environmental pathogens and allergens + Leadership for compliance of GMP, FDA, and USDA regulatory requirements in a ... in the areas of sanitation and food safety regarding company and regulatory policies and programs. Develop effective relationships to function as a principal… more
- SMBC (Phoenix, AZ)
- …thresholds and refer complex, high-risk or systemic issues to senior management, legal counsel or specialized investigation teams. Ensure rapid escalation for ... leverage your deep understanding of our digital platforms, products and regulatory landscape to craft empathetic, professional responses that restore customer… more
- TD Bank (New York, NY)
- …improvements based on risk, impact, and value. + Work with Front Office, Compliance , Surveillance, Legal , and Risk to capture voice recording requirements and ... root cause analysis and remediation of infrastructure incidents and capacity risks. ** Compliance & Regulatory Alignment** + Ensure infrastructure adheres to… more
- Sanofi Group (Morristown, NJ)
- …strategies, commercial strategies and their impact on government prices, and counsel senior leadership on the impact of government pricing regulation changes. ... development, and training of team members while fostering a culture of compliance , innovation, and continuous improvement. + Direct the efficient, timely and… more
- Citigroup (New York, NY)
- …in Capital Markets, Investment Banking, Corporate Banking and Risk, in addition to Legal counsel (both internal and external) developing the ability to ... leveraged lending underwriting experience. Prior experience working in a regulatory and compliance policy environment + Proven...the area through complex deliverables + Provides advice and counsel related to the technology or operations of the… more
- SitusAMC (Tallahassee, FL)
- …ABS asset classes) + Assist senior members of the team with negotiating transaction legal documentation with clients, external counsel , and internal legal ... closing mechanics with middle office, conduit funding desk, operations, legal , compliance and other internal stakeholders to...all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk… more
- Robert Half Finance & Accounting (Lake Mary, FL)
- …and internal policies, escalating risks when necessary. * Collaborate with external counsel on legal matters and provide guidance to internal stakeholders. ... contract management tools and workflows. * Ability to assess legal risks and ensure compliance with regulations...Ability to assess legal risks and ensure compliance with regulations and internal policies. * Excellent collaboration… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …Dean, Faculty Affairs Administration, provides leadership, management and oversight for business, legal and regulatory matters involving the School of Medicine ... leadership including Research Executive Associate Dean and to the University Research Compliance and Regulatory Affairs Department on research misconduct and… more