- Charles Schwab (Chicago, IL)
- …Communicate and interact with senior executives across Schwab including those in compliance , legal , and investment management services, regarding the funds' ... + Monitor holdings for credit quality and adherence to regulatory requirements. + Work with portfolio managers in assessing...to get things done effectively; is sought out for counsel and feedback and contributes to cross-functional teams and… more
- Pacificorp (Salt Lake City, UT)
- …areas of focus: O&M expense, capital expense, business planning, workforce, regulatory filings and discovery, general accounting and month-end close activities, and ... and business support to internal client organizations. Provides advice and counsel to management and client organizations. **Responsibilities** + Analyze and… more
- Pacificorp (Portland, OR)
- …areas of focus: O&M expense, capital expense, business planning, workforce, regulatory filings and discovery, general accounting and month-end close activities, and ... and business support to internal client organizations. Provides advice and counsel to management and client organizations. Conducts special studies and analyses,… more
- First National Bank of Omaha (Minneapolis, MN)
- …cross-holding analysis. Liaise with internal capital markets and institutional sales team, legal counsel , operations and compliance to coordinate transaction ... number: R-20250899 **Registration Requirement:** This position requires Financial Industry Regulatory Authority (FINRA) registration. Qualification requirements include meeting applicable… more
- Baystate Health (Springfield, MA)
- …Manages inquiries from state and federal investigators and law enforcement to assure legal compliance and limit organizational exposure. Provides legal ... matters. Researches state and federal laws and regulations and provides legal interpretation and recommendations to the Medical Staff, employees and insured… more
- CommonSpirit Health (Englewood, CO)
- …and standardizing the delivery of each initiative; this will include legal , finance,communications, tools, technologies, procurement and contract support + Provide ... both mid project and completion surveys + 100% SSOT compliance within 6 weeks of project completion (all materials...methodology outlined within the PDM in partnership with the Legal RE Center of Excellence (RECOE) focusing on flexibility… more
- Axis (Red Bank, NJ)
- …of claims. + Maintain accurate and detailed claim documentation and reporting in compliance with internal standards and regulatory requirements. + Participate in ... in accordance with policy terms and applicable laws. + Collaborate with insureds, brokers, defense counsel , and experts to ensure timely and effective resolution… more
- City and County of San Francisco (San Francisco, CA)
- …assures staff's charting of medical records according to departmental and regulatory standards, both written and electronic; + Organizes community health education ... and + May perform Quality Improvement activities such as chart audit and compliance review. + The 2932 Senior Behavioral Health Clinician performs related duties as… more
- Bank of America (Washington, DC)
- …Merrill with clients, prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Requires diversification and experience with Bank ... needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **Market Client… more
- American Express (New York, NY)
- …including PRSAs/ BCP / Documentation and Record Retention + Support all Regulatory Reporting, Filing and compliance requirements for the Trusts. Responsible ... card securitization trusts (managing ~$30B in assets) and five securitization-related legal entities. The Manager of Asset-backed Securitization ("ABS") is a key… more