- State of Montana (Helena, MT)
- …utilize the program (participants). The program works for the department on behalf of 6 licensing boards and 1 licensing program and is available to over 60,000 ... you will provide leadership and oversight to ensure public safety, regulatory compliance, and assist licensees. This role blends people leadership, program… more
- Wells Fargo (Beverly Hills, CA)
- …co-requisite is required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license (s) is required for ongoing ... management. + Ensure all lending activities comply with internal policies and regulatory requirements, even without direct credit authority. + Monitor relevant … more
- City of New York (New York, NY)
- …enhances program quality and operational efficiency across youth services programs. Regulatory Compliance & Licensing Support: Assist in maintaining accurate ... that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the Department of… more
- Red Cat Holdings (Salt Lake City, UT)
- …legal team. This role requires a deep understanding of government contracting, regulatory licensing , document retention, and litigation oversight. The ideal ... internal teams during government audits, proposal submissions, and contract performance reviews. Licensing & Regulatory Compliance + Maintain and track … more
- Wells Fargo (Charlotte, NC)
- …and technical facts affecting the market. This position requires securities licensing , specifically Financial Industry Regulatory Authority (FINRA) Series 7 ... training, military experience, education. + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63(or 66) examinations (or… more
- Iowa Department of Administrative Services (Des Moines, IA)
- …Full-time Job Number 26-01449 Agency 427 Department of Inspections, Appeals & Licensing Opening Date 01/06/2026 Closing Date 1/25/2026 11:59 PM Central LinkedIn Tag ... Questions Job Description The Iowa Department of Inspections, Appeals, and Licensing (DIAL) is seeking a highly motivated, skilled, solution-oriented, and… more
- TD Bank (West Long Branch, NJ)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... intake so must maintain an active registration status with NMLS (Nationwide Mortgage Licensing System and Registry) + Leads, develops and coaches the team on… more
- Wells Fargo (Charlotte, NC)
- …marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping ... military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized… more
- Wells Fargo (Charlotte, NC)
- …as well as resolve account issues + Establish and maintain files to meet regulatory requirements + Create and produce reports as well as databases while establishing ... military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized… more
- TAD PGS, Inc. (Mentor, OH)
- …. + Serves as subject matter expert and internal consultant on overall licensing and export and import processes, regulatory requirements, and evaluation of ... manufacturing license agreements (MLA). + Experienced user of Government licensing sites (DECCS, SNAP-R) and the Automated Commercial Environment (ACE) + Ability… more