- The Rare Wine Co. (Brooklyn, NY)
- …compliance with all alcohol beverage regulations, including managing alcohol beverage licensing , overseeing federal and state regulatory filings, and ... Filings: Prepare, submit, and track federal and state regulatory filings for sales and operations. Licensing ...state regulatory filings for sales and operations. Licensing Management: Obtain and renew alcohol beverage licenses across… more
- Iowa Department of Administrative Services (Des Moines, IA)
- …comprised of eight core operational divisions, including Administrative Hearings, Health & Safety, Licensing , and more. We're not just a regulatory agency, we're ... Full-time Job Number 26-00600 Agency 427 Department of Inspections, Appeals & Licensing Opening Date 09/05/2025 Closing Date 9/21/2025 11:59 PM Central LinkedIn Tag… more
- City National Bank (Jefferson City, MO)
- …Must be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must be registered/licensed with the "Nationwide ... Mortgage Licensing System and Registry"; or must be able to...of loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment in… more
- City National Bank (Washington, DC)
- …Must be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must be registered/licensed with the "Nationwide ... Mortgage Licensing System and Registry"; or must be able to...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- City National Bank (Washington, DC)
- …Must be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must be registered/licensed with the "Nationwide ... Mortgage Licensing System and Registry"; or must be able to...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- Westside Federation for Senior Supportive Housing (New York, NY)
- …will be eligible to apply for their LCSW. Similarly, WSFSSH will cover testing and licensing fees to obtain the clinical license , and when LCSW is obtained, ... WSFSSH strongly supports MSW level social workers obtaining their licensing . We offer study groups for staff who are...will cover the cost of CEUs to maintain the license . Responsibilities + Assist residents in obtaining and maintaining… more
- CACI International (VA)
- …The ideal candidate will possess deep expertise in ServiceNow SAM Pro, software licensing models, and IT asset management best practices. This role will be ... customize ServiceNow SAM Pro features, including software discovery, reconciliation, license management, and compliance reporting. + Provide guidance to developers,… more
- Robert Half Finance & Accounting (Houston, TX)
- …is perfect for a proactive individual with a deep understanding of the regulatory landscape for broker-dealers and investment advisers. HOW YOU WILL MAKE AN IMPACT ... in line with FINRA, SEC, and state regulations. + Regulatory Filings: Prepare and submit regulatory filings,...Rule 206(4)-7 (Investment Adviser Compliance Programs) is essential. + Licensing : A valid FINRA Series 7 is required, and… more
- State of Georgia (Dekalb County, GA)
- …Purpose Banks (MALPBs) chartered in Georgia. In addition, the Department has regulatory and licensing authority over mortgage brokers, mortgage lenders, mortgage ... Auditor Georgia - Dekalb - Atlanta (https://ga.referrals.selectminds.com/jobs/71113/other-jobs-matching/location-only) Regulatory (https://ga.referrals.selectminds.com/landingpages/ regulatory -opportunities-at-team-georgia-6) Banking and Finance,… more
- PNC (Cleveland, OH)
- …BSA/AML & Sanctions Risk Policy, the Enterprise CDD Policy, current regulatory environment, and regulator expectations. * As requested by Management, participate ... in Internal Audit engagements and Regulatory Exams through collection of supporting documents, provision of responses to questions, and walkthroughs of process. *… more