- Wells Fargo (Charlotte, NC)
- …skills **Job Expectations:** + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license (s) is required for ongoing ... Security and Retirement Income Strategy + North Carolina State Insurance license (s) + Retirement Income Certified Professional (RICP) and Certified Retirement… more
- CVS Health (Bassett, VA)
- …Areas. The requirements is for candidates to hold a Virginia LPN, RN, or BH License , and travel 50-75% of the time to meet with members face to face Typical ... overall claim management. Utilizes case management processes in compliance with regulatory and company policies and procedures. Utilizes interviewing skills to… more
- Iowa Department of Administrative Services (Bettendorf, IA)
- …with licensees and the public in a professional and courteous manner Occupational Licensing Duties: * Review and process occupational license applications * ... Interview applicants for occupational licensing * Determine license eligibility of applicants * Establish any conditions for licensing an individual and… more
- Deloitte (Kansas City, MO)
- …development of Deloitte technology products and platforms, and software and data licensing and other commercial contracting arrangements. In this role you will: + ... Provide guidance to technology teams and business leaders on IP, regulatory compliance, and other legal risks associated with development, operation, and… more
- Transdev (Phoenix, AZ)
- …Manager plays a critical role in promoting a culture of safety, regulatory compliance, and operational excellence across multiple markets. This position is ... responsible for ensuring adherence to internal policies, regulatory requirements, and contractual obligations that impact driver eligibility, incident response, and… more
- Ameren (St. Louis, MO)
- …implemented and to ensure high standards are maintained for dam safety and regulatory compliance at all Ameren generating facilities. The position is the single ... point of contact for non-emergency regulatory communications from Ameren to FERC and reports directly...for Dam Safety and Hydro Engineering projects and hydro licensing requirements. The Director also oversees the Civil/Structural Design,… more
- TD Bank (Penns Grove, NJ)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... intake so must maintain an active registration status with NMLS (Nationwide Mortgage Licensing System and Registry) + Leads, develops and coaches the team on… more
- Wells Fargo (Oneonta, NY)
- …marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping ... military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized… more
- Wells Fargo (Hagerstown, MD)
- …marketing campaigns, establishing, and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping ... military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized… more
- Wells Fargo (Miramar Beach, FL)
- …marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping ... military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized… more