- Wells Fargo (Charlotte, NC)
- …skills **Job Expectations:** + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license (s) is required for ongoing ... Security and Retirement Income Strategy + North Carolina State Insurance license (s) + Retirement Income Certified Professional (RICP) and Certified Retirement… more
- Wells Fargo (Beverly Hills, CA)
- …co-requisite is required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license (s) is required for ongoing ... management. + Ensure all lending activities comply with internal policies and regulatory requirements, even without direct credit authority. + Monitor relevant … more
- Wells Fargo (Denver, CO)
- …training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) ... FINANCIAL CONSULTANT (tm) certification **Job Expectations:** + US only: Designated insurance license requirements or equivalents must be completed within 30 days of… more
- Wells Fargo (Charlotte, NC)
- …exam co-requisite is required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license (s) may be required for ongoing ... training, education, and strategic support to advisors. + Ensure compliance with regulatory requirements and internal policies across all activities. + Research and… more
- City of New York (New York, NY)
- …enhances program quality and operational efficiency across youth services programs. Regulatory Compliance & Licensing Support: Assist in maintaining accurate ... that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the Department of… more
- State of Massachusetts (MA)
- …(horse racing). Under these laws, the Commission is tasked with establishing a regulatory framework for the solicitation, licensing , taxation, and oversight of a ... & Enforcement Bureau (IEB). The IEB is the primary enforcement agent for regulatory matters under the Massachusetts gaming law (MGL c. 23K) and sports wagering… more
- Fresenius Medical Center (College Park, GA)
- …philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and division/company policy requirements. Functions as part of the ... hemodialysis health care team in providing safe and effective dialysis therapy for assigned patients under the direct supervision of a registered nurse. Participates in the implementation and evaluation of patient care. Responsible for reporting and… more
- Highmark Health (Harrisburg, PA)
- …with internal and/or external customers and contacts. Follows established regulatory guidelines, policies, and procedures in relation to member interventions ... and documentation of activities related to the member's care and progress across the continuum of care. Facilitates and/or participates in interdisciplinary and/or interagency meetings, when necessary, to facilitate coordination of services/resources for… more
- Penn Medicine (Lancaster, PA)
- …Completes required documentation in the electronic health record according to regulatory , payer, and departmental documentation standards. + Attends scheduled staff ... meetings and participates in the planning, development, implementation, and quality improvement of behavioral health services. JOB REQUIREMENTS MINIMUM REQUIRED QUALIFICATIONS: + Master's degree in Social Work, Psychology or a related field. (Higher levels of… more
- The County of Los Angeles (Los Angeles, CA)
- …and critical reviews of clinical practices and process, to assess compliance with regulatory and legal mandates. + Collects data necessary for the evaluation of ... nursing staff in the interpretation of laws, regulations and standards governing licensing , accreditation and certification for Medicare and Medi-Cal and in various… more