- MUFG (New York, NY)
- …more details. Our ideal candidate will possess a strong understanding of regulatory compliance, risk management, and business operations. This role requires someone ... and able to effectively communicate with various stakeholders. + Assess regulatory /compliance controls related to areas of coverage. This would include providing… more
- Treasury, Financial Crimes Enforcement Network (Washington, DC)
- …the financing of terrorism (AML/CFT) regime. Contribute to legislative and regulatory efforts on Bank Secrecy Act (BSA) modernization, including implementation of ... ensure both process and substance of the regulations meet statutory and regulatory requirements and standards for rulemaking. Support engagements and advocate … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific business platform ... and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or… more
- Raymond James Financial, Inc. (New York, NY)
- …and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or ... of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies. + Fundamental investment concepts, practices and procedures used in… more
- Library of Congress (Washington, DC)
- …Copyright Act; advises Congress and government agencies on legal and policy matters; provides international representation on copyright issues; administers the ... Compendium III and associated circulars. Advises on questions of law or administrative policy involved in the operations of the organization and in its contacts with… more
- Truist (Bethesda, MD)
- …risk control gaps to ensure compliance with Enterprise Risk Management programs and policy . 3. Assess, test and effectively challenge the assigned Business Unit to ... update, monitor and track controls, including those aligned to SOX and regulatory requirements. 9. Foster a spirit of continuous improvement and offer… more
- Hospice of Michigan (Charlevoix, MI)
- …care following established organizational standards of documentation practice and regulatory and licensure requirements, and submits documentation in accordance with ... policy . + Participates in internal/external education and training, orientation,...to organizational policies, procedures, code of conduct and all regulatory and legal requirements. + Adheres to the CARE… more
- Northwell Health (Lake Success, NY)
- …and problem resolution; implements solutions in response to issues, customer complaints, regulatory changes, and insurance related updates in order to promote timely ... salary range for this position is $79,880-$136,340/year It is Northwell Health's policy to provide equal employment opportunity and treat all applicants and… more
- Southwest Power Pool (Little Rock, AR)
- …Senior Level!** Southwest Power Pool (SPP) is seeking talented professionals to join our Regulatory Policy team as either a **Lead** or **Senior Regulatory ... will serve as the principal architect of SPP's state regulatory outreach strategy and a key advisor ...and consistency across all outward-facing communications. + Represent SPP's Regulatory Policy team in cross-functional initiatives and… more
- Oura (San Francisco, CA)
- …do: FDA & Global Regulatory Compliance: + Serve as the primary legal advisor on FDA, EU MDR, and other global health compliance requirements, and corporate ... FDA, FTC, and global consumer protection laws. + Serve as a key legal advisor on regulatory enforcement matters, including FDA warning letters, FTC inquiries,… more