- Bank of America (Wellesley Hills, MA)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally,… more
- State of Arkansas (Little Rock, AR)
- …Program Supervisor/Expert will function as the state's English Language Learner Program Advisor . The English Language Learner (ELL) Program Advisor guides the ... of staff, learners, instructors, and community partners. The Program Advisor also serves as a grants manager. This position...who can work as a subject matter expert, bridging policy , business interests, and community needs to craft and… more
- TD Bank (Charlotte, NC)
- …their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... for the Compliance Program Management team. This role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible for… more
- Albany Housing Authority (Albany, NY)
- …legal, policy or compliance field as a lawyer, law clerk, policy analyst, confidential advisor /assistant, investigator or paralegal. *SPECIAL NOTE: Education ... legal, policy or compliance field as a lawyer, law clerk, policy analyst, confidential advisor /assistant, investigator or paralegal. *SPECIAL NOTE: Education… more
- US Chamber of Commerce (Washington, DC)
- …trade association, or the government affairs office of a company focused on financial regulatory policy issues. + A thorough understanding of regulatory and ... governance. The candidate is a registered lobbyist with responsibility for enacting policy change before regulatory agencies, Congress, and other organizations.… more
- Tradeweb (New York, NY)
- …a trusted advisor to senior management on emerging risks and regulatory expectations. **Qualifications** + Bachelor's degree required; JD, CIPP/E, CIPM, or other ... responsible adoption of AI technologies. The ideal candidate is a proactive advisor who can integrate privacy considerations into the entire data lifecycle-ensuring … more
- Wells Fargo (Charlotte, NC)
- …**Advise leadership on business execution** - Act as a Business Execution advisor to senior leaders, driving performance and initiatives while developing and ... and managers across multiple lines of business, serving as a trusted advisor to leadership. + **Direct cross-functional teams and resolve issues** - Provide… more
- Xcel Energy (Carlsbad, NM)
- …project activities within areas such as Operations, Maintenance, Testing/diagnostics, Regulatory , etc. May provide field engineering oversight for activities such ... activities within areas such as Operations, Maintenance, testing/diagnostics and Regulatory . May provide field engineering oversight and/or direction for activities… more
- Wells Fargo (Clifton, NJ)
- …. **In this role, you will:** + Assist Financial Advisor (s) with sales, service and operational related activities such as ... via telephone, direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes,… more
- Citigroup (Jacksonville, FL)
- …a Compliance and Regulatory risk manager to serve as a key advisor and thought leader within the business, who is responsible for developing and implementing ... Team/Role Overview The Regulatory & Compliance Risk SVP will be a...Management, Conduct and or Conflicts of interest programs, including Policy and Procedure as well as establishing metrics and… more