• US Compliance - Regulatory Issue…

    TD Bank (New York, NY)
    …enthusiastic colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Lead is responsible for:** + ... and monitoring of escalated US Compliance risks through the regulatory issue management process. +...and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy … more
    TD Bank (08/27/25)
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  • SVP Issue Management Sr. Lead…

    Citigroup (Jacksonville, FL)
    …key stakeholders. + Drive issue quality reviews ensuring compliance with Issue Management Policy , Standards, and Procedures. + Manage Business/Function ... Skills** Analytical Thinking, Communication, Constructive Debate, Controls Lifecycle, Issue Management , Management Reporting, Policy and Procedure, Risk … more
    Citigroup (07/18/25)
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  • New Issue Syndicate Operations Specialist

    HSBC (Jersey City, NJ)
    …the booking and documentation are complete and accurate in accordance with the regulatory requirement As our New Issue Syndicate Operations Specialist you will: ... the Syndicate Operations function within MSS Ops, the New Issue Syndicate Operations Specialist plays a key role in...+ Supporting the Debt Capital Markets & Syndicate Operations Management pertaining to new issuance execution + Collaborating with… more
    HSBC (08/22/25)
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  • Sr Audit Group Manager - Financial Crimes-…

    TD Bank (Denver, CO)
    …are achieved for the overall group. **Depth & Scope:** + Provides people management leadership by hiring the best talent, setting goals, developing staff, managing ... Audit professionals/specialists + Strategic advisor to leadership team on the management of the portfolio and financials, with deep industry, external/internal,… more
    TD Bank (07/11/25)
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  • Workforce Regulatory Execution Analyst…

    Citigroup (Tampa, FL)
    …at all levels, and is interested in complex problem solving. **Responsibilities** : + Support regulatory issue management : + Regulatory issue ... they need to support Citi's organizational health and resource management . As the Regulatory Execution Analyst, you'll...risks and root causes are being sufficiently addressed + Regulatory issue and risk reduction progress monitoring… more
    Citigroup (08/13/25)
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  • COO Business Risk Control and Regulatory…

    Wells Fargo (Minneapolis, MN)
    …are **Control Management , Enterprise Complaints, Remediations and Loudspeaker, Regulatory and Policy Affairs, and Risk Transformation and Execution** ... real-time insights back to the business for ongoing customer and business improvements. + Regulatory and Policy Affairs (RAPA) is responsible for Wells Fargo … more
    Wells Fargo (06/17/25)
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  • Regulatory Reporting Sr. Analyst, AVP…

    Citigroup (Getzville, NY)
    …Change Management , Communication, Data Analysis, Financial Acumen, Internal Controls, Issue Management , Problem Solving, Regulatory Reporting. **Other ... + Working knowledge of related industry practices and standards for data management and regulatory reporting, and experience in large-scale data implementations.… more
    Citigroup (08/26/25)
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  • Regulatory Reporting Senior Analyst…

    Citigroup (Getzville, NY)
    …Change Management , Communication, Data Analysis, Financial Acumen, Internal Controls, Issue Management , Problem Solving, Regulatory Reporting. **Other ... Operations team that is responsible for the implementation and oversight of regulatory reporting, including exception management and risk mitigation across swap… more
    Citigroup (07/02/25)
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  • Regulatory Capital Risk Director (Hybrid)

    Citigroup (Charlotte, NC)
    …Skills** Analytical Thinking, Credible Challenge, Financial Analysis, Governance, Issue Management , Management Reporting, Policy and Procedure, Policy ... Chief Risk Office ("FINCRO") organization is responsible for second-line oversight of regulatory capital management , including the measurement and reporting of… more
    Citigroup (07/29/25)
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  • Regulatory Capital Risk, Basel Review…

    Citigroup (Tampa, FL)
    …Skills** Analytical Thinking, Credible Challenge, Financial Analysis, Governance, Issue Management , Management Reporting, Policy and Procedure, Policy ... Technology, Accounting, Risk Architecture, Line Risk, Product Control, Capital Optimization, Regulatory Reporting and Risk Policy to insure the appropriate… more
    Citigroup (07/01/25)
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