- Santander US (Dallas, TX)
- Regulatory Relations Intern Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services ... create connections with peers and meet leaders across Santander. As a ** Regulatory Relations ** intern, you will gain an understanding of how in-house legal teams… more
- Scotiabank (New York, NY)
- Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... for every future! **Overview** The incumbent supports with delivery of the Regulatory Relations Group ("RRG") mandate in the United States and is responsible for… more
- BMO Financial Group (Chicago, IL)
- …management and the board of directors on significant matters. The Head of US Regulatory Relations , within ERO, will report directly to the Chief Regulatory ... upcoming supervisory trends and themes. More specifically, the Head of US Regulatory Relations will engage in the following: + Interact directly with both… more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- City National Bank (Los Angeles, CA)
- * REGULATORY RELATIONS ANALYST* WHAT IS THE OPPORTUNITY? Responsible for working with Associate Director ("AD") to coordinate end-to-end regulatory activity ... ("GRC"), to prepare business units for exams and other regulatory activity. Will be responsible for working with AD...provide advice and support to business units in all regulatory matters. Will raise concerns to AD about observed… more
- Scotiabank (Dallas, TX)
- Manager, Regulatory Relations Group **Requisition ID:** 219603 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, and reporting to internal Bank senior… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution ... covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- TD Bank (New York, NY)
- …**Line of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the ... oversight and management of employee relations . This senior leader will ensure that TDS HR...processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely… more
- SMBC (New York, NY)
- …employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations . **Role Objectives** + Serve as the primary Regulatory … more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more