- Capital One (Mclean, VA)
- …opportunity for a well-rounded candidate to help boldly model the future of Capital One. As part of the Enterprise Services Risk Integration Program Planning team, ... program governance structure, interaction model, operating cadence, and executive reporting + Translate and communicate complex information into clear, actionable… more
- Capital One (Mclean, VA)
- …+ 1+ years scripting experience in Python, SQL + Certified Regulatory Compliance Manager (CRCM) accreditation _At this time, Capital One will not sponsor a ... guidance. A successful candidate enjoys developing a deep understanding of regulatory requirements, designing and conducting testing, and drawing conclusions based… more
- Capital One (Mclean, VA)
- …1+ years Scripting experience in Python or SQL + Certified Regulatory Compliance Manager (CRCM) accreditation _At this time, Capital One will not sponsor a ... requirements + Manage to testing schedules to ensure all tasks and reporting are completed within established timeframes + Demonstrate an understanding of testing… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... the total business loan portfolio for the assigned Credit Officer's applicable business reporting unit or segment. The Senior Credit Officer II is responsible for… more
- Capital One (Chicago, IL)
- Principal Auditor (Experienced Senior Auditor), Global Payment Network (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... and transformational leaders who drive impactful work for the enterprise. Capital One is seeking an energetic, self-motivated Principal Auditor interested in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Manages Capital Markets & Advisory ("CMA") Compliance's core compliance program to ensure compliance processes and ... procedures are integrated, along with supporting reporting and dashboards, to ensure all is aligned with...and procedures to ensure compliance with federal, state, and self- regulatory regulations. Minimizes the firm's risk exposure while balancing… more
- Wells Fargo (Chicago, IL)
- …ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding ... **Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales,… more
- Huntington National Bank (Columbus, OH)
- Description Huntington Bank Associate Director, Middle Office Capital Markets will ensure accurate and compliant onboarding of clients Foreign Exchange (FX), ... Derivatives (IRD) trading. Our new colleague will manage client documentation, reporting and scans along with performing control self-assessments and managing… more
- Medtronic (Fridley, MN)
- …various corporate and business unit functional departments, such as clinical, regulatory , healthcare economics, finance, legal, and information technology. This role ... market and competitive analysis and profiling. + Prepare monthly reports of venture capital and private equity activity and trends. + Participate with the Ventures… more
- PNC (New York, NY)
- …valued and have an opportunity to contribute to the company's success. As a Capital Markets Assistant Sr. within PNC's Capital Markets organization, you will be ... STEM OPT for this position. **Job Description** + Assists with complex capital markets transactions and supports the assigned sales/trading team; provides high… more