- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... 17a-5 audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead teammates and work cohesively with peers across the...to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + Assist the team… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations....for a highly talented individual to become Operational Monitoring Lead - to lead & design strategy… more
- MUFG (Tempe, AZ)
- …insights that lead to program enhancement opportunities in Americas IM Regulatory & Audit Reporting processes. + Develop subject matter expertise regarding ... will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP") in...Issues Management team on strategic and operational enhancement. + Lead or support IM Data Management Operations, Analysis, and… more
- JPMorgan Chase (Jersey City, NJ)
- … efficiency and accuracy. + Advocate for best practices in financial reporting , ensuring adherence to industry standards and regulatory requirements. + ... culture of diversity, equity, inclusion, and respect within the financial technology and reporting teams. + Lead efforts to innovate and continuously improve… more
- Comcast (Philadelphia, PA)
- …your career at Comcast. **Job Summary** Responsible for review and analysis of regulatory reporting , including reports filed with the SEC, statutory filings and ... our vision to revolutionize industries and our goal to lead the future in media and technology, we want...Independently seek continual professional education on topics related to regulatory reporting and continually build expertise overtime.… more
- Charles Schwab (Westlake, TX)
- …to translate complex business problems into discrete quantifiable components; + Knowledge of regulatory reporting (FR 2052a, LCR, NSFR), is a must; + Bachelor's ... primarily related to liquidity. + Work with Liquidity Reg Reporting lead and product owner on prioritizing...systems + Support long term initiatives to improve Liquidity Regulatory Reporting efficiency + Help interpret the… more
- Raymond James Financial, Inc. (New York, NY)
- …experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates and division ... as a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by...supervisory associates. + Plan, assign, monitor, review, evaluate and lead the work of others, coach, and mentor others.… more
- Centene Corporation (Raleigh, NC)
- …**Position Purpose:** Assist in maintaining Centene Corporation's Compliance Program. Provide regulatory interpretation, perform compliance reporting , lead ... to external requests for information required by the organization for its regulatory filings + Manage compliance reporting responsibilities and respond to… more
- NiSource (Merrillville, IN)
- …implementation changes with IT and other internal groups + Assists Managers and Lead Regulatory Analysts with duties, including training of Regulatory ... (CPA) Upon Hire **Compensation range:** $79,800 - $119,600 **Job Summary - 103638 - Lead Regulatory Analyst** Works with cross functional teams to plan, prepare,… more
- PNC (Pittsburgh, PA)
- …resources to develop resolution and recovery options strategy and confirm the regulatory requirements are met. Recovery Planning requires a bank to establish ... create processes - Strong writing skills **Job Description** + Provides and may lead a variety of financial management and accounting services. + Prepares internal… more
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