- JPMorgan Chase (Plano, TX)
- …regulatory requirements. + Proficient knowledge and expertise in data security, risk assessment & reporting, controls evaluation, design, execution and ... control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance. **Required qualifications, capabilities,… more
- Scotiabank (Tampa, FL)
- …impacting the TAO or GTB business. + Provide effective challenge of the Compliance Risk Assessment process for the TAO and GTB business. + Provide Compliance ... + Relevant compliance experience, including development of relevant policies and procedures, risk assessments, responding to regulatory inquiries, etc. + Sound… more
- M&T Bank (Buffalo, NY)
- …and resolve risk incidents + Assist with the identification and assessment of risks and the identification of internal controls for key business processes ... the three lines of defense, and familiarity with finance and banking regulatory environment + Learn interpersonal skills, presentation, senior management… more
- Lilly (Indianapolis, IN)
- … assessments and develop a risk management plan.** **Performs on-going risk assessment and evaluation of the quality system to identify ... people around the world. **The purpose of the CMC Regulatory Quality Advisor role is to be the quality...of key steps required to ensure quality, including evaluating ( risk assessment or vendor assessment )… more
- BMO Financial Group (Naperville, IL)
- …Develops and maintains in-depth knowledge of business product strategies and related risk management requirements and legislative/ regulatory directives. + Works ... with stakeholders to identify the business requirements, understand the profitability structure, the risk / return assessment and the expected outcomes. + Works… more
- Regions Bank (Atlanta, GA)
- …or contribute to design of, reporting efficiencies **Preferences** + Previous risk assessment , quality assurance, and/or quality control documentation experience ... the system. **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to...and or non-financial risk management strategies including risk and control self- assessment methodologies, processes, and… more
- M&T Bank (Buffalo, NY)
- …procedures. + Build a working relationship with business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate ... Compliance Portfolio Managers. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. +… more
- BMO Financial Group (New York, NY)
- …global regulatory environment; and fostering a transparent, compliant, and proactive regulatory risk management culture across all areas of BMO Capital ... governance frameworks. **Key Accountabilities** Financial Crisis Management = 50% Regulatory /Exam Focus = 40% Risk & Controls...Assessments + Proactively support the timely resolution of any Risk and Control Assessment issues + Work… more
- M&T Bank (Buffalo, NY)
- …operational/ regulatory landscape, and consideration of cost beneficial operational risk management opportunities for the business. The position may have indirect ... not required. Expertise in operational risk management program elements such as risk control self- assessment , control testing, issue management, and risk … more
- JPMorgan Chase (Jersey City, NJ)
- … assessment program leads across SOX, SOC, GLBA, PCI, and other global assessment programs, and our senior leadership, stakeholders and clients. Your support ... Join our team as a Tech Risk & Controls - Executive Communications Lead, specializing...status reports, business reviews, SOC bridge letters, and other regulatory communications, helping to ensure digital trust with our… more