- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... by the Front Line. + Develop, implement, and monitor risk -based compliance programs and controls. + Provide regulatory... risk -based compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for… more
- Citigroup (Fort Lauderdale, FL)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including defining the… more
- MUFG (New York, NY)
- …work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of ... the BURM (Business Unit Risk Manager) for Operations. The associate will be responsible...+ Support management to generate various metrics reports for senior management and board level committees + Assist in… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB… more
- Walmart (Bentonville, AR)
- …Regulatory Risk Management team, colleagues across the enterprise, and senior leaders to identify emerging regulatory risks, potential strategic and ... **Position Summary ** Join Walmart as a Senior Director, M&A Governance, Ethics & Compliance on...M&A Governance, Ethics & Compliance on the Enterprise & Regulatory Risk Management team! The Enterprise &… more
- Eastern Bank (Boston, MA)
- …credit decisions are made in alignment with the bank's risk appetite, regulatory requirements, and strategic objectives. The officer will work closely with ... The Senior C&I Credit Officer is responsible...is responsible for co-leading the 2 nd line credit risk management of Commercial & Industrial (C&I) portfolio. Portfolio… more
- Thrivent Financial (Appleton, WI)
- …timely and risk -aware administration. Beyond day-to-day account management, the Senior Personal Trust Officer proactively anticipates client needs, resolves ... will help them live the life they want today-and tomorrow. Job Summary The Senior Personal Trust Officer is responsible for the comprehensive administration of a… more
- Citigroup (Irving, TX)
- …and external stakeholders. Special Assets is also responsible for determining accurate regulatory classifications, risk ratings, cost of credit and carrying ... particularly recurring monitoring requirements + Accountable for ensuring appropriate regulatory classifications, internal risk ratings and company/asset… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Citigroup (New York, NY)
- …risk challenges and mitigations for capital. + Ensure adherence to all risk -related regulatory requirements, upholding the highest standards of compliance. + ... Individuals in Finance Risk are entrusted with corporate oversight tasks such...guiding resolution planning and recovery, as well as managing regulatory capital activities connected to stress testing. This role… more
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