- City National Bank (Jersey City, NJ)
- …WEALTH MANGEMENT* WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank and its wealth management operations ... business. WHAT WILL YOU DO? * Provide transactional and regulatory counsel to the Bank and its registered investment...Vision plans, available the first of the month following start date * Generous 401(k) company matching contribution *… more
- City National Bank (New York, NY)
- …act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing and ... compliance risk. Additionally, the role will be responsible for maintaining regulatory change management, policies and procedures, training. This role is responsible… more
- JPMorgan Chase (Newark, DE)
- Are you ready to make a significant impact in the regulatory landscape? Join our Regulatory Reporting team in Securities Operations, where you'll play a crucial ... role in producing and submitting regulatory reports for our Broker Dealer and Custody businesses....FINRA Series 99 License required within 120 days after start . **Preferred Qualifications, Capabilities, and Skills:** + Related field… more
- TD Bank (Portland, ME)
- …organization. **The Ideal Candidate** The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with ... management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to… more
- Compass Group, North America (Wayne, PA)
- …VP of Operational Strategy by leading all efforts related to regulatory compliance, policy standardization, survey readiness, and infection prevention alignment ... that all Crothall operations meet internal standards and external regulatory requirements, maintains accessible and up-to-date documentation, and positions Crothall… more
- TD Bank (Charlotte, NC)
- …organization. The Ideal Candidate: The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with the ... Compliance Program Senior Manager to support the CPM function and overall Regulatory Compliance Management (RCM) Program and Framework. This role will develop and… more
- TD Bank (Fort Lauderdale, FL)
- …organization. **The Ideal Candidate** The ideal candidate will thrive in a fast-paced, start -up-like setting as we build a new compliance structure that aligns with ... **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists… more
- American Express (Sandy, UT)
- …accept. Whether you're finding new ways to prevent identity fraud or enabling customers to start a new business, you can work with one of the most valuable data sets ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs… more
- Sanofi Group (Cambridge, MA)
- …+ Produce and update clinical documents in a timely manner for study start , conduct and completion, as well as regulatory submissions according to ... who has an extensive experience with the preparation of clinical documents and regulatory dossiers and has demonstrated leadership skills as submission lead. As an… more
- Dana-Farber Cancer Institute (Milford, MA)
- …for the primary data collection, management of patient clinical information, and regulatory documents as it pertains to participation in clinical trials across all ... including shipment to outside entities as required. Maintains site regulatory binders and ensures study compliance with all state,...lead study team at the Longwood campus for study start -up, ongoing study team meetings, and project management of… more