- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core … more
- MyFlorida (Tampa, FL)
- COMPLIANCE OFFICER - 43005180 Date: Sep 2, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 859934 Agency: Financial Services Working Title: COMPLIANCE OFFICER - 43005180 Pay Plan: Career Service… more
- KeyBank (Albany, NY)
- **Location:** 4900 Tiedeman Road - Brooklyn, Ohio 44144-2302 The Privacy Compliance Officer will be a member of the designated Privacy Compliance and Risk ... line of business. As subject matter expert the Privacy Compliance Officer will provide consultative advice across...written and oral communication skills. + Sound understanding of compliance risks. + Strong research skills coupled… more
- State of Massachusetts (Boston, MA)
- …and investigates allegations of non- compliance with the Board's regulations. The Compliance Officer I ("CO I") investigates complaints of non- compliance ... and Certification* **Organization:** **Division of Occupational Licensure* **Title:** * Compliance Officer I* **Location:** *Massachusetts-Boston - 1 Federal… more
- City of New York (New York, NY)
- …and edit official documents including memoranda, policy guidance, interagency advisories, and compliance directives. - Research federal, state, and local laws to ... the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams'...Solve The incumbent will report to the Deputy Director, Compliance and with wide latitude for independent judgment will… more
- City of New York (New York, NY)
- …and edit official documents, including memoranda, policy guidance, interagency advisories, and compliance directives. - Research federal, state, and local laws ... the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams'...Solve The incumbent will report to the Deputy Director, Compliance , and with wide latitude for independent judgment will… more
- Silvus Technologies (Los Angeles, CA)
- …pathway to a fulfilling career. **THE OPPORTUNITY** Silvus is seeking a **Supplier Quality Compliance Officer ** who will report to the Quality Manager on the ... Silvus' rapid growth is fueled by a focus on research and innovation and a team of the most...Control team. This individual will oversee and ensure the compliance of Silvus' supply base with applicable quality standards,… more
- ProMedica Health System (Toledo, OH)
- The Vice President and Chief Compliance Officer (VP/CCO) provides strategic leadership for the organization's compliance and privacy programs, ensuring ... change. Experience with chart review/analysis. Experience performing and analyzing regulatory research . Certified in Healthcare Compliance (CHC) and/or Certified… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more