- City National Bank (Jersey City, NJ)
- *BUSINESS CONTROLS LEAD- TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") and Business ... leadership team. This 1LOD role, within Technology & Innovation, will support the Compliance Management System (CMS) process, with a focus on compliance issue… more
- City National Bank (Charlotte, NC)
- *BUSINESS CONTROLS MANAGER-TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE OPPORTUNITY? This 1LOD role, within Technology & Innovation, will support the Compliance ... Management System (CMS) process, with a focus on compliance issue management, regulatory change management, reporting and governance, compliance training, and… more
- Baylor Scott & White Health (Dallas, TX)
- … (CHC), Certified Information Privacy Professional (CHPC), Certified Healthcare Research Professional (CHRC), and Certified Healthcare Compliance Fellow ... may vary based on position type and/or level **Job Summary** VP Coverage Compliance is responsible for planning, developing, and enforcing compliance programs… more
- TD Bank (Portland, ME)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...extract, manage and analyze large datasets + Ensure data integrity and accuracy in reporting with the ability to… more
- Ochsner Health (New Orleans, LA)
- … program. Independently completes assignments, manages projects, performs research , audits, and regulatory consultations; and ensures assignment objectives ... educates and assists employees in applying and improving overall compliance and leads any assisting staff assigned to their...+ Ability to function with the highest sense of integrity , exercising unprejudiced and unbiased judgment on behalf of… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of ... a comprehensive compliance program for the Capital Markets division. This role...program for Capital Markets, encompassing Equity Investment Banking, Equity Research , Institutional Equity Sales & Trading, Affordable Housing Investments,… more
- AssistRx (Maitland, FL)
- …privacy of patient and customer data. DUTIES AND RESPONSIBILITIES: + Assists the Compliance Manager with performing internal reviews, research and/or audits to ... We are in search for a Compliance Specialist. Compliance works to ensure...Keeps commitments; Inspires the trust of others; Works with integrity and ethically; Upholds organizational values. + Initiative -… more
- CIBC (Chicago, IL)
- …and reporting on the effectiveness of the program, developing strategies to improve compliance , and fostering a culture of integrity and ethical behavior across ... guide the first line of defense and collaborate across functional areas. US Compliance delivers on the global Compliance mandate by providing timely, proactive… more
- CIBC (New York, NY)
- …testing of controls + Identify control weaknesses and root causes of compliance deficiencies, conduct extensive research to support regulatory findings/control ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of… more
- Oura (San Francisco, CA)
- …and collaborate with internal and external stakeholders to promote a culture of compliance and integrity . Corporate Compliance & Ethics Program Leadership: ... gather informally at local co-working locations. The AGC, Senior Director of Regulatory Compliance & Privacy will provide strategic legal guidance on all aspects of … more