- Wells Fargo (Charlotte, NC)
- …to grow. Join us! About this role: Wells Fargo is seeking a Escalations Specialist - Registered In this role, you will: Participate in researching and resolving ... experience, education US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 examinations (or FINRA recognized equivalents)… more
- MUFG (New York, NY)
- …Integration Specialist Summary We are seeking a senior settlement system support specialist to serve as the technical bridge between operations and ... WSO, GLOSS, Loanet, and EquiLend. The ideal candidate will lead technical issue resolution , support vendor upgrades and disaster recovery testing, and drive… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. As a Talent Performance Coaching Specialist Senior within PNC's Human Resources organization, you will be based in ... human resources policies and procedures that pertain to employee relations. Providing support , in line with organizational policies and labor law legislation, to… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. Role Description The AVP, Motor Vehicle Title Specialist is a member of the Operations Department of SMFL and is responsible ... all repossessions, salvage, duplicate and corrected titles with various State DMV's. Provide support to the Operations team including but not limited to UCC filing,… more
- MUFG (Jersey City, NJ)
- …of artifacts to determine methods of intrusion and best course of resolution while driving security improvement Strong Incident Response knowledge and experience ... regulatory frameworks (ISO 27001, NIST 800 series, FFIEC, SOC2, FedRAMP, STAR, etc.) Support inquiries from compliance teams such as IT risk management and internal… more
- US Bank (St. Paul, MN)
- …we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ... as write letters/emails to customers notifying them of the resolution of their complaint. Along with addressing each customer...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- Bank of America (San Francisco, CA)
- …to further develop and enhance existing client relationships. He or she provides specialized support as a Specialist /Manager in any one of the teams specialized ... managers, product specialists and/or team Senior Wealth Planner and Investment Management Specialist to support the coordination all sales and service… more
- US Bank (Minneapolis, MN)
- …we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our ... at-all from Day One. Job Description This position is a service and support representative functioning as the primary, daily contact between Wealth Management Trust,… more
- Bank of America (Charlotte, NC)
- …and testing, or law enforcement liaison responsibilities in an investigative support role Required Qualifications: Minimum 5 years' experience in financial products ... with AML, Risk, or Compliance experience and/or knowledge of financial crimes typologies FINRA licenses including the SIE or Series 7 at minimum, or related… more
- TD Bank (Hartford, CT)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating flagged ... responds to and follows up on debt margin issues to ensure timely resolution and compliance with regulatory requirements. **Depth & Scope:** + Collaborates with the… more
