- Raymond James Financial, Inc. (Conshohocken, PA)
- …Summary** Oversee the day-to-day operations of multiple Raymond James & Associates (RJA) retail branches that are combined to form a functional group. May service ... profitability while maintaining a commitment to excellent service. + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and… more
- Capital One (Sacramento, CA)
- …effective partnerships with the various headquarters based support teams and local Retail and Small Business banking and Commercial bank relationships throughout ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- PNC (Pittsburgh, PA)
- …Management Group (AMG)** **Bank Secrecy Act/Anti Money Laundering (BSA/AML)** ** Compliance ** **Corporate** **&** **Institutional Banking (C&IB)** **Credit** ... and continuous** **auditing** **.** **Testing internal control systems and compliance with established audit policies and procedures.** **Assisting** **in performing… more
- Robert Half Finance & Accounting (Denver, CO)
- …Implement and maintain internal controls and accounting policies to ensure compliance and accuracy. + Drive process improvement initiatives to streamline workflows, ... and enhance efficiency. + Coordinate with external auditors, tax preparers, and banking partners as needed. + Oversee cash flow management and financial forecasting… more
- S&P Global (New York, NY)
- …portfolio. + Provide high-touch client service to the intermediary (primarily banking ) community to ensure S&P is well-positioned on their transactional flow. ... class benefits for families. + Beyond the Basics: From retail discounts to referral incentive awards-small perks can make...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Heritage Financial Credit Union (Middletown, NY)
- …and responding to referrals and requests adhering to our SLAs and supporting our Retail Banking teams with business development efforts. Here's a little about ... of HFCU's Commercial Lending Policies and ensure loan requests follow all compliance standards of the department. + Attend department and Credit Union meetings,… more
- KeyBank (Nanuet, NY)
- …+ Participate in morning huddles and end of day debriefs + Follows compliance , audit and security procedures, balances cash drawer within balancing guidelines. + ... educating clients on utilizing available access channels (ex: ATM, Online and Telephone Banking ) + Strong work ethic and high level of integrity + Excellent Time… more
- KeyBank (Yakima, WA)
- …effectively managing internal and external centers of influence. + Ensuring compliance with operational, risk, security and audit procedures and policies including ... influence of partners such as Key Investment Services, Mortgage and Business Banking sales professionals. (required) + Working knowledge of PCs (MS Windows and… more
- KeyBank (Storrs, CT)
- …+ Participate in morning huddles and end of day debriefs + Follows compliance , audit and security procedures, balances cash drawer within balancing guidelines. + ... educating clients on utilizing available access channels (ex: ATM, Online and Telephone Banking ) + Strong work ethic and high level of integrity + Excellent Time… more
- KeyBank (Livonia, MI)
- …effectively managing internal and external centers of influence. + Ensuring compliance with operational, security and audit procedures and policies including ... educating clients on utilizing available access channels (ex: ATM, Online and Telephone Banking ) + Strong work ethic and high level of integrity + Excellent Time… more