- Volvo Group (Greensboro, NC)
- …in loan or lease in retail or commercial underwriting, banking fields, portfolio asset management or formal credit/ risk management training/coursework ... written and communication skills to provide concise analysis of risk /mitigants of a request to Retail Credit...relevant information to Know Your Customer and complete OFAC compliance . Certain transactions may require you to meet directly… more
- United States Senate Federal Credit Union (Staunton, VA)
- …while balancing risk . General Summary: Under general supervision and in compliance with all federal and state regulations and USSFCU policies and procedures, ... all internal department staff and members, and escalating issues in accordance with retail processes. + Monitors and inspects staff compliance to regulations,… more
- Vanguard (Malvern, PA)
- …and enablement business teams. This role also requires extensive collaboration with Compliance and Risk shared service partners. The ideal candidate will ... support regulatory exams, inquiries and actions. + Collaborate with Compliance , Risk , Audit and other shared service...experience required + Knowledge of FINRA, SEC, state and banking regulations applicable to retail broker-dealers and… more
- Zions Bancorporation (Houston, TX)
- …come for the job, stay for a career. We are looking for an Area Retail Mortgage Production Manager to provide top notch customer service to our clients and customers ... pertinent financial and credit data. + Responsible for team compliance with policies and regulatory requirements. + Manages and...with policies and regulatory requirements. + Manages and mitigates risk within the team. + Other duties as assigned.… more
- BMO Financial Group (Naperville, IL)
- …visionary GenAI Architect to lead our Generative AI strategy and execution across retail and small business banking digital experiences. This role will identify ... showcase what's possible with GenAI in the context of banking . Partner with product, design, and engineering to prioritize...the right tools for their domain. * **Governance & Risk Alignment:** Work with security and compliance … more
- American Express (New York, NY)
- …remediation for timely closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that the appropriate risks are ... Compliance , and Privacy Office. + Evaluating third-party compliance risk of vendors contracted to perform...or related activities, preferably within the financial services and retail banking industry. + Bachelor's Degree or… more
- CIBC (Chicago, IL)
- …with consumer protection, fair lending and operational regulatory requirements applicable to retail and commercial banking at a Federal Deposit Insurance ... be remote._ **How You'll Succeed** + Assist with planning, scoping and designing risk -based compliance examinations that address coverage of laws and regulations… more
- TD Bank (New York, NY)
- …as well as internal policies and regulatory standards (as communicated by Compliance ) to assist in maximizing profitability through sound and well-informed decisions ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- Capital One (Mclean, VA)
- Senior Manager Data Analyst - Retail Bank At Capital One, data is at the center of everything we do. When we launched as a startup we disrupted the credit card ... eyes of our customers as they work to understand and manage their money. Retail Bank line of business and functional areas include digital/online banking ,… more
- First Horizon Bank (Memphis, TN)
- …audit support and monitoring of the program + Evaluate business activities to assess compliance risk and advise management of such risks. + Ensure adherence to ... and Procedures. Other responsibilities include managing audit requests, testing program, risk -based compliance program, and maintaining appropriate books and… more