- Citigroup (New York, NY)
- …environment. + Identifies risks, vulnerabilities and security issues; communicates impact; proposes risk mitigation options. + Acts as advisor or coach to ... + Performs other duties and functions as assigned + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's… more
- HP Inc. (Austin, TX)
- …and readiness-ensuring that controls, documentation, and coverage reflect the organization's evolving risk posture. + Serve as a strategic advisor to senior ... experienced **_Senior Manager of Compliance_** to join our **Cybersecurity, Governance, Risk Management** , and **Compliance** department. This role will serve as… more
- Vanguard (Chesterbrook, PA)
- …-based audits and consulting engagements across portfolio management, trading, and enterprise risk management functions. As a trusted advisor , you'll influence ... Plan, direct, and oversee audit activities for the Investments division, including risk assessments and audit planning. + Lead multiple audit and consulting… more
- Truist (Charlotte, NC)
- … risk identification, assessment, and decision-making, and serve as a trusted advisor to business and risk partners. **Essential Duties and Responsibilities** ... Lead is a senior leadership position within Truist's Financial Crimes risk organization, responsible for executing the vision, governance, and strategic priorities… more
- Principal Financial Group (Des Moines, IA)
- …analysis for domestic and international retirement products. + Act as a strategic advisor on financial risk , investment needs, product strategy, pricing, and ... design. + Ensure full compliance with relevant regulations across markets. + Mentor and develop a high-performing finance team while championing organizational learning and change leadership. + Provide financial leadership across business units, contributing… more
- Wells Fargo (Washington, DC)
- …skills, deep financial product knowledge, and a proven ability to influence advisor behavior and business outcomes. The Market Growth Director will work closely ... Internal Centers of Influence to drive sales results + Drive sales and Advisor participation across a wide range of Wells Fargo Wealth Investment Management products… more
- Capital One (Plano, TX)
- …The Senior Manager, Know Your Customer (KYC) Advisory Governance performs a key risk management role (second line of defense) to help ensure corporate initiatives ... corporate processes. The role will help to establish an effective risk control environment and address regulatory/compliance requirements while ensuring consistency… more
- PeaceHealth (Florence, OR)
- …liabilities. Maintains appropriate patient/employee confidentiality. May serve as a member or advisor to the hospital's Risk Management, Safety, and other ... details of those changes. + Supports and contributes to effective safety and risk management efforts by adhering to established policies and procedures. Maintains a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …contractor division, with a focus on delivering an exceptional client and advisor experience. This role is responsible for driving high-impact initiatives that ... fostering partnerships, and delivering measurable outcomes in a dynamic, advisor -centered and compliant environment. The ideal candidate combines strategic vision… more
- Wells Fargo (Bellingham, WA)
- …. **In this role you will:** + Assist Financial Advisor (s) colleagues with service and operational related activities such as ... via telephone, direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes +… more
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