- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Santander US (Boston, MA)
- …for data enablement and innovation across the audit lifecycle. * Ensure compliance with internal audit methodology, risk frameworks, and regulatory expectations. ... certification) preferred. * 3+ years of experience in internal audit, risk management, or compliance with hands-on use of analytics tools. * Proven ability to… more
- JPMorgan Chase (Newark, DE)
- …and deep dives + Partner with colleagues across business, operations, legal, compliance , risk , audit, regulators, and technology to drive consistent operational ... services industry with background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise… more
- Scotiabank (Houston, TX)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Citigroup (Getzville, NY)
- …degree preferred. + Minimum of 5-8 years of experience in operational risk management, compliance , audit, or other control-related functions in the ... Citi to be the best for our clients. The Control Solutions & Risk Remediation Team supports broad Cross Operational Issue Management resolution stemming from both… more
- Scotiabank (New York, NY)
- …ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF risk , and ... met. This includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- JPMorgan Chase (Plano, TX)
- …and consistent control environment across Wholesale Lending Services (WLS) and execute Compliance & Operational Risk Evaluation (CORE) requirements. Join our ... with stakeholders to support control breaks, resolutions, and operational risk events. + Engage with legal, compliance ,...operational risk events. + Engage with legal, compliance , risk , audit, and technology control partners… more
- TD Bank (Mount Laurel, NJ)
- …years of experience in financial contingency planning, liquidity/capital management, regulatory, risk , legal or compliance organizations in a financial ... closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities that support recovery and… more
- TD Bank (Charlotte, NC)
- …years of experience in financial contingency planning, liquidity/capital management, regulatory, risk , legal or compliance organizations in a financial ... closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities that support recovery and… more
- TD Bank (Mount Laurel, NJ)
- …years of experience in financial contingency planning, liquidity/capital management, regulatory, risk , legal or compliance organizations in a financial ... closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities that support recovery and… more