- US Bank (Harrisburg, PA)
- …duties include but are not limited to: + Collaborates with business line and enterprise Compliance and Risk teams on matters related to Client Service, as well ... + Experience with SEC and FINRA regulations and direct involvement in related risk and compliance activities. + FINRA Series 6, 26 or 7, 24 licensed or ability… more
- North Carolina Central University (Durham, NC)
- …risks, such as interest rate risk , currency fluctuations, and counterparty risk . + Ensure compliance with relevant regulations, deadlines, and internal ... Controller and is responsible for managing debt, cash management, tax reporting compliance and overseeing Accounts Payable operations. In this role, the Director of… more
- Hologic (Newark, DE)
- …and other global regulatory standards. + Expertise in managing CAPA processes, risk -based compliance strategies, and change management controls. + Familiarity ... with root cause methodologies, risk management, and compliance -driven processes. + Knowledge of Lean Manufacturing principles, Kaizen, Kanban, Poke Yoke, and… more
- TekSynap (Huntsville, AL)
- …the system accreditation and authorization process (ATO lifecycle) + Use of Governance, Risk , and Compliance (GRC) tools like Xacta, RiskVision, JCAM + ... Working closely with government clients to ensure systems meet mission and compliance goals **SKILLS** + Infrastructure & System Administration + Windows Server… more
- BMO Financial Group (Los Angeles, CA)
- …to week in terms of days worked, hours, and shifts. + Follows through on risk and compliance processes and policies to ensure we safeguard our customers' assets, ... checks to ensure accurate data entry and lending application recommendations in compliance with legal and regulatory requirements and lending policies and processes.… more
- Comerica (Dallas, TX)
- …relationships. Effective utilization of converge for customer relationship management. Operational Risk : Ensure compliance with applicable federal, state, and ... procedures. Ensure compliance and completion of necessary compliance related training. Impact the operational and risk... compliance related training. Impact the operational and risk activities and related results for the RB role… more
- Meta (Seattle, WA)
- …related field or equivalent experience 11. 7+ years of work experience in risk and compliance , legal, consulting, business operations or other operational ... who brings a product mindset to privacy, program management, operations and compliance . Someone who shares our passion for tackling privacy complexities head-on, to… more
- Truist (Charlotte, NC)
- …3. Reporting and Analysis: Prepare and deliver detailed reports to senior management on performance, risk , and compliance issues. 4. Compliance and Risk : ... and manage third-party mortgage subservicers to optimize performance and ensure compliance with regulatory, investor, and agency guidelines. Following is a summary… more
- Boehringer Ingelheim (Fremont, CA)
- …+ Ensure and support of execution of CoSeA + Lead and support periodic compliance reviews (ensure quality & risk management compliance for ... + Manage preparation of timely and accurate controlling reports. + Ensures compliance with BI and external standards and supports audit activities + Oversee… more
- WuXi AppTec (St. Paul, MN)
- …develop and execute an appropriate remediation/mitigation plan. * Interacts with security risk and compliance group, adjacent IT departments, and business units ... **Responsibilities** * Investigates and analyzes security events to evaluate risk , prioritizing findings based on internal and external information....as needed to ensure compliance with IT Security goals and policies. * When… more
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