- Mastercard (Atlanta, GA)
- …* Manage ongoing supervision and examinations * Enhance and maintain regulatory compliance risk assessments * Maintain strong industry knowledge of regulations, ... governments realize their greatest potential._ **Title and Summary** Director, Regulatory Compliance Overview Mastercard is a technology company in the global… more
- Zions Bancorporation (Salt Lake City, UT)
- …within three lines of defense risk management model, pursuant to the Compliance Risk Management (CRM) Oversight Program, comprising approximately 30% of the ... between driving the business forward, serving internal clients and executing compliance frameworks, while maintaining regulatory compliance with financial… more
- Galileo Financial Technologies, LLC (Sandy, TX)
- …excellent executive-level verbal and written communication Qualifications: + 5+ years of compliance or risk management experience in fintech, payments, or ... with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs… more
- DoorDash (San Francisco, CA)
- …within the scope of assigned responsibilities. Qualifications + 6+ years of experience in compliance , audit, risk management, or a related field. + Proven track ... CRISC or accreditation by industry bodies such as ACAMS in risk management or financial compliance , are preferred but not required. We expect this position to… more
- City National Bank (Los Angeles, CA)
- …highlighting consumer compliance risks and control weaknesses. * *Consumer Compliance Risk Management:* Understands and assesses risks related to consumer ... 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience conducting internal… more
- Wellington (New York, NY)
- …be a member of the Private Investments Compliance team within the Legal, Compliance & Risk Group, working closely with other compliance professionals and ... drafting of applicable policies and procedures + Support Wellington's private investments compliance program regulatory risk areas including those that pertain… more
- Medical Mutual of Ohio (OH)
- …through the development of policies, delivery of training, participation in annual compliance risk assessment and work plan development, and oversight of ... Medical Mutual's Medicare Compliance Officer. + Participates in annual compliance risk assessment and work plan development. + Develops and delivers Medicare… more
- SMBC (New York, NY)
- …to celebrate Compliance -led Culture efforts to reinforce the firm's culture of compliance . + Partner with business heads and risk functions to enhance ... are a plus. + Minimum of 15 years of experience in compliance , risk management, human resources or project management within the financial services industry,… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …Group operational standards. + Establish internal controls that foster a strong compliance environment across business units. ** Risk Management** + Proactively ... identify, assess, and mitigate compliance risks. + Conduct periodic risk assessments to uncover gaps and potential exposures. **Advisory & Collaboration** +… more
- Charles Schwab (Lone Tree, CO)
- …This role requires partnering with functional areas within SAM including Compliance , Legal, Portfolio Management, Investment Risk , Trade Operations, Product ... successfully for business partners and do not introduce business risk + Code new compliance tests and improve existing tests within the order management… more