- Truist (Charlotte, NC)
- … compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Assists in managing cybersecurity risk and compliance ... for execution and compliance adherence. + Monitors reporting on information/cyber security compliance and related risk & controls programs to a variety of… more
- Wellington (Boston, MA)
- …be a member of the Americas Core Compliance team within the Legal, Compliance and Risk Group. Responsibilities + Lead key Compliance initiatives, ... including oversight of the Global Compliance Training Plan, Global Regulatory Risk Assessment, NFA compliance programs, RFP/RFI responses etc. + Review of… more
- Raymond James Financial, Inc. (Memphis, TN)
- …planning through reporting and produces quality deliverables. + Serves as a Compliance Assurance/ compliance risk management liaison by providing meaningful ... **Essential Duties and Responsibilities** + Collaborate across Compliance teams to maintain a risk -based...Collaborate across Compliance teams to maintain a risk -based Compliance Testing program in accordance with… more
- Meta (Burlingame, CA)
- …assessments, and reviews 9. Build, manage, and mentor high-performing teams, fostering compliance expertise and continuous improvement 10. Drive risk assessments ... 7+ years experience managing a team 15. Background in regulatory compliance , risk and controls, and governance functions 16. Experience designing, building, and… more
- University of Rochester (Rochester, NY)
- …direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with ... Risk Assessment + Department, Identify, assess, and prioritize compliance risks across the University's operations, including academic, research, student… more
- ManpowerGroup (Denver, CO)
- …a professional services firm delivering solutions in Finance & Accounting, Internal Audit, Risk & Compliance , and Tax. Our people leverage their extensive ... tax, and administration of business incentives. This role ensures compliance , supports tax planning, and partners with internal teams...Manage US sales and use tax and Canadian GST compliance , ensuring accurate and timely filing of returns and… more
- Intuit (San Diego, CA)
- …experience required . 3-5 years' experience in licensing and/or an in-house legal, risk , or compliance department required . 3-5 years' experience with ... is seeking an experienced Licensing and Examinations Manager to join its Compliance Licensed Offerings team. You will support the licensing, reporting, and… more
- Amazon (Redmond, WA)
- …an individual contributor who is creative, and passionate about delivering Governance, Risk and Compliance solutions to meet Leo's regulatory and external ... - Design and drive scalable processes within a GRC (Governance, Risk , and Compliance ) framework to ensure compliance with Leo's regulatory and… more
- Vanguard (Malvern, PA)
- … issues. + Foster a culture of compliance with business line ownership of Compliance Risk . + Act as a trusted advisor to senior management on emerging risks ... for leveraging their deep expertise in Artificial Intelligence ("AI") governance, risk , and compliance to lead our compliance programs and initiatives across… more
- KeyBank (Charlotte, NC)
- …BRIEF** The Compliance Manager will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. They will provide subject ... supporting deposit products is also applicable for mitigation of compliance risk . + Conduct compliance monitoring to proactively identify… more